Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership)

OMB 3245-0172

Forms 1405 and 1405A are used by Small Business Administration (SBA) examiners as part of their examination of licensed small business investment companies (SBICs). This information is collected from SBIC'S Stockholders and partners and provides independent third party confirmation of an SBIC's representations concerning its owners. The information helps SBA to evaluate the SBIC'S with applicable laws and regulations concerning capital requirements.

The latest form for Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership) expires 2022-12-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form SBA Form 1405 Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership) Form and Instruction
3245-0172 Supporting Statement 1-30-2023.docx Supporting Statement A
Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership) Form and Instruction

All Historical Document Collections

202301-3245-003 Approved without change	Reinstatement without change of a previously approved collection	2023-01-30
201911-3245-001 Approved without change	Extension without change of a currently approved collection	2019-11-06
201610-3245-001 Approved without change	Revision of a currently approved collection	2016-10-12
201311-3245-001 Approved without change	Revision of a currently approved collection	2013-11-05
201010-3245-005 Approved without change	Extension without change of a currently approved collection	2010-10-25
200708-3245-002 Approved without change	Revision of a currently approved collection	2007-08-09
200406-3245-005 Approved without change	Extension without change of a currently approved collection	2004-06-21
200103-3245-004 Approved without change	Extension without change of a currently approved collection	2001-03-29
199909-3245-004 Approved without change	Extension without change of a currently approved collection	1999-09-28
199608-3245-009 Approved without change	Reinstatement without change of a previously approved collection	1996-08-02
199303-3245-001 Approved without change	Extension without change of a currently approved collection	1993-03-08
199001-3245-003 Approved without change	Revision of a currently approved collection	1990-01-04
198702-3245-001 Approved without change	Extension without change of a currently approved collection	1987-02-06
198401-3245-003 Approved without change	New collection (Request for a new OMB Control Number)	1984-01-03