Rule 609 requires small business investment companies and business development companies that have engaged in limited offerings of securities to report semi-annually on Form 2-E the progress of their offerings, including the number of share sold.
The latest form for Form 2-E under the Securities Act of 1933, Report of Sales pursuant to Rule 609 of Regulation E. Rule 609 under the Securities Act of 1933, Report of Sales. expires 2021-06-30 and can be found here.
SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0233: Form 2-E filings .
Document Name |
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Form and Instruction |
Supplementary Document |
Supplementary Document |
Supporting Statement A |