Form 2-E under the Securities Act of 1933, Report of Sales pursuant to Rule 609 of Regulation E. Rule 609 under the Securities Act of 1933, Report of Sales.
Form 2-E under the Securities
Act of 1933, Report of Sales pursuant to Rule 609 of Regulation E.
Rule 609 under the Securities Act of 1933, Report of Sales.
Extension without change of a currently approved collection
No
Regular
12/21/2023
Requested
Previously Approved
36 Months From Approved
05/31/2024
1
1
4
4
0
0
Rule 609 requires small business
investment companies and business development companies that have
engaged in limited offerings of securities to report semi-annually
on Form 2-E the progress of their offerings, including the number
of share sold.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.