Form SEC1808 Form 2-E

Form 2-E under the Securities Act of 1933, Report of Sales pursuant to Rule 609 of Regulation E. Rule 609 under the Securities Act of 1933, Report of Sales.

Form 2-E - 2014

Form 2-E under the Securities Act of 1933, Report of Sales pursuant to Rule 609 of Regulation E. Rule 609 under the Securities Act of 1933, Report of Sales.

OMB: 3235-0233

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You may not send a completed printout of this form to the SEC to satisfy a filing obligation. You can only satisfy an SEC filing obligation by
submitting the information required by this form to the SEC in electronic format online at https://www.onlineforms.edgarἀling.sec.gov.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 2-E

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OMB Number:
3235-0233
Expires:
April 30, 2015
Estimated average burden
hours per response. . . . . . 4.00

REPORT PURSUANT TO RULE 609 OF REGULATION E
1. Name of issuer

_____________________________________________________________________________

2. Name of underwriter _____________________________________________________________________________
3. Date of this report

_____________________________________________________________________________

4. (a) Date offering commenced _____________________________________________________________________
(b) Date offering completed, if completed ___________________________________________________________
	 (c)	 If	offering	has	not	commenced,	state	reasons	briefly	 ________________________________________________
__________________________________________________________________________________________
5. (a) Total number of shares or other units offered hereunder ______________________________________________
(b) Number of such shares or other units sold from commencement of offering to date ________________________
(c) Number of such shares or other units still being offered ______________________________________________
6. (a) Total amount received from public from commencement of offering to date ..............................

$ __________

(b) Underwriting discount allowed ................................................................ $ __________
(c) Expenses paid to or for the account of the underwriters .......................... $ __________
	 (d)	 Other	expenses	paid	to	date	by	or	for	the	account	of	the	issuer:
(1) Legal (including organization) ......................................................... $ __________
(2) Accounting ....................................................................................... $ __________
(3) Printing and advertising.................................................................... $ __________
(4) Other ................................................................................................. $ __________
(e) Total costs and expenses ((b), (c) and (d)).....................................................................................

$ __________

(f) Proceeds to issuer after above deductions ((a) minus (e)) .............................................................

$ __________

7.	State	briefly	the	nature	and	extent	of	each	type	of	the	issuer’s	principal	activities	to	date.
8.	State	 whether	 the	 offering	 has	 been	 discontinued,	 and	 if	 so,	 state	 the	 date	 and	 describe	 briefly	 the	 reasons	 for	 such	
discontinuance.
9. List the names and addresses of all brokers and dealers who have, to the knowledge of the issuer or underwriters,
participated	in	the	distribution	of	the	securities	offered	during	the	period	covered	by	this	report.
Instruction.	In	reports	made	subsequent	to	the	initial	report,	the	information	need	be	given	only	with	respect	to	persons	not	
previously	reported.
SEC’s Collection of Information.		An	agency	may	not	conduct	or	sponsor,	and	a	person	is	not	required	to	respond	to,	a	
collection	of	information	unless	it	displays	a	currently	valid	control	number.	Filing	of	this	Form	is	mandatory.	This	form	is	
used	by	a	small	business	investment	company	that	has	engaged	in	a	limited	offering	of	its	securities	to	report	semiannually	
to the Commission on the progress of the offering, including the number of shares sold. The Commission estimates that the
burden	for	completing	the	Form	will	be	approximately	4	hours	per	filing.	Any	person	may	direct	to	the	Commission	any	
comments	concerning	the	accuracy	of	the	burden	estimate	of	this	Form	and	any	suggestions	for	reducing	this	burden.	This	
collection	of	information	has	been	reviewed	by	the	Office	of	Management	and	Budget	in	accordance	with	the	clearance	
requirements	of	44	U.S.C.	§	3507.	The	responses	to	the	collection	of	information	will	not	be	kept	confidential.
SEC 1808 (10-06)

Potential persons who are to respond to the collection of information contained in this form
are not required to respond unless the form displays a currently valid OMB control number.

issuer*

Date

	

By	

name and title*

selling security holder*

Date

*	 At	least	one	copy	of	the	report	shall	be	signed	manually	by	each	person	whose	signature	is	required.	Any	copies	not	manually	signed	shall	bear	
typed	or	printed	signatures.

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