Report of Financial and Operation Statistics for Large Certified Air Carriers

Forms and Documents

Document Name	Status
OMB 2138-0013.30day notice.2021.pdf Supplementary Document	2021-06-15
OMB.2138-0013.60day notice.2021.pdf Supplementary Document	2021-06-15
OMB0013.Justification renewal 2021 (003).docx Supporting Statement A	2021-07-15
Directive 307 E-filing financials instructions.doc Supplementary Document	2015-01-28
USCODE-2010-title14-efiling.pdf Supplementary Document	2015-01-28
USCODE-2005 title14-Part 241.pdf Supplementary Document	2015-01-28
USCODE-2009-title49-subtitleVII-partA-subpartii-chap417-subchapII-sec41738.pdf Supplementary Document	2015-01-28
USCODE-2009-title49-subtitleVII-partA-subpartii-chap417-subchapI-sec41708.pdf Supplementary Document	2015-01-28
USCODE-2009-title49-subtitleVII-partA-subparti-chap401-sec40101.pdf Supplementary Document	2015-01-28
USCODE-2009-title49-subtitleII-chap11-subchapIV-sec1153.pdf Supplementary Document	2015-01-28
USCODE-2009-title49-subtitleI-chap3-subchapII-sec329.pdf Supplementary Document	2015-01-28

IC Document Collections

IC ID	Document Title	Status
216129	T-8	Unchanged
216128	P-10	Unchanged
216127	P-2 PFC	Unchanged
216126	P-2	Modified
216125	B-43	Unchanged
216124	B-12	Unchanged
216123	B-7	Unchanged
216122	P-7	Unchanged
216121	P-6	Unchanged
216120	P-5.2	Unchanged
216119	P-5.1	Unchanged
216118	P-1.2	Unchanged
216116	P-1.1	Unchanged
216115	B-1	Unchanged
216114	B-1.1	Unchanged
216113	A	Unchanged
216109	P-12a	Unchanged
216108	P-1a	Modified

ICR Details

OMB Control No: 2138-0013	ICR Reference No: 202106-2138-006
Status: Received in OIRA	Previous ICR Reference No: 201804-2138-001
Agency/Subagency: DOT/BTSA	Agency Tracking No:
Title: Report of Financial and Operation Statistics for Large Certified Air Carriers
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 07/22/2021

	Requested	Previously Approved
Expiration Date	36 Months From Approved	11/30/2021
Responses	3,320	3,305
Time Burden (Hours)	14,422	13,912
Cost Burden (Dollars)	0	0

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Abstract: This is a mandatory collection from large certificated air carriers on their financial condition. It consists of balance sheet and income/expense information. The collection is on a monthly, quarterly, semi annual & annual basis depending on the size of the air carrier and the data being reported. The Department of Transportation uses this data to determine continuing air carrier fitness, safety analysis, international route negotiations. The Department of Commerce uses this data to prepare its benchmark estimates of the gross domestic product. The Department of Justice uses this data to conduct antitrust analysis. The Department of Energy uses this data to monitor industry fuel consumption for emergency preparedness. This is a revision to a current collection in that we are asking for additional burden hours to collect segregated fees charged by the air carriers. Air carriers already report this data but not in a separate identifiable form. The burden hours affected pertain only to the P-2 Notes and consist of an additional two hours to prepare, per report, per respondent.

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Authorizing Statute(s): US Code: 49 USC 1153, 41708, 41709, 41738
   US Code: 49 USC 329(b) (1) Name of Law: Transportation Information
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 13965	03/11/2021
30-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 28192	05/25/2021
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 18

IC Title	Form No.	Form Name
A
B-1
B-1.1
B-12
B-43
B-7
P-1.1
P-1.2
P-10
P-12a
P-1a
P-2
P-2 PFC
P-5.1
P-5.2
P-6
P-7
T-8

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	3,320	3,305	0	15	0	0
Annual Time Burden (Hours)	14,422	13,912	0	510	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Increase in hours for the P-2 notes due to additional information requested for airline/respondents fees charged to passengers.

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Annual Cost to Federal Government: $10,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/22/2021

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