Occ Dfast-14a

Company-Run Annual Stress Test Reporting Template and Documentation for Covered Institutions with Total Consolidated Assets of $250 Billion or More

OMB: 1557-0319

IC ID: 246457

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 1557-0319 can be found here:

Documents and Forms

Document Name Document Type
2021-dfast-final-instructions.pdf Instruction
2021-dfast-final-instructions.pdf Instruction
DFAST 2021 Severely Adverse Global Market Shock.xlsx Instruction
DFAST 2021 Severely Adverse Global Market Shock.xlsx Instruction
DFAST_technical_submission_instructions_2021.pdf Instruction
DFAST_technical_submission_instructions_2021.pdf Instruction
DFAST14A to FR Y14 (Inapplicable MDRMs 2021).pdf Instruction
DFAST14A to FR Y14 (Inapplicable MDRMs 2021).pdf Instruction
DFAST14A_2020Q4_OpsRisk_DataDictionary_V1.xls Instruction
DFAST14A_2020Q4_OpsRisk_DataDictionary_V1.xls Instruction
DFAST14A_2020Q4_RCI_DataDictionary_V1.xls Instruction
DFAST14A_2020Q4_RCI_DataDictionary_V1.xls Instruction
DFAST14A_2020Q4_Scenario_DataDictionary_V1.xls Instruction
DFAST14A_2020Q4_Scenario_DataDictionary_V1.xls Instruction
DFAST14A_2020Q4_Summary_DataDictionary_V1.xls Instruction
DFAST14A_2020Q4_Summary_DataDictionary_V1.xls Instruction
DFAST14A_2020Q4_Supp_CECL_Info_DataDictionary_V1.xlsx Instruction
DFAST14A_2020Q4_Supp_CECL_Info_DataDictionary_V1.xlsx Instruction
OCC_DFAST14A_Scenario_Version_1.xsd Instruction
OCC_DFAST14A_Scenario_Version_1.xsd Instruction
OCC+2021+DFAST+Scenarios+Narrative.pdf Instruction
OCC+2021+DFAST+Scenarios+Narrative.pdf Instruction
Pub_national_scen_20210211.xlsx Instruction
Pub_national_scen_20210211.xlsx Instruction
Collection of Supplemental CECL Information - Effect of CECL_Supplemental_2021.xlsx Form
Collection of Supplemental CECL Information - Effect of CECL_Supplemental_2021.xlsx Form
DFAST-14A OpRisk Schedule Cover Sheet DFAST14A_OPSRISK_2021.xlsx Form and Instruction
DFAST-14A OpRisk Schedule Cover Sheet DFAST14A_OPSRISK_2021.xlsx Form and Instruction
DFAST-14A Regulatory Capital Instruments Annual Schedule DFAST14A_REGCAPINSTRUMENTS_2021.xlsx Form
DFAST-14A Regulatory Capital Instruments Annual Schedule DFAST14A_REGCAPINSTRUMENTS_2021.xlsx Form
DFAST-14A Scenario Schedule Cover Sheet DFAST14A_SCENARIO_2021.xlsx Form and Instruction
DFAST-14A Scenario Schedule Cover Sheet DFAST14A_SCENARIO_2021.xlsx Form and Instruction
DFAST-14A Summary Schedule Cover Sheet DFAST14A_SUMMARY_2021.xlsx Form and Instruction
DFAST-14A Summary Schedule Cover Sheet DFAST14A_SUMMARY_2021.xlsx Form and Instruction
DFAST-14A CECL Supplemental Version OCC_DFAST14A_CECLSupplimental_Version_1.xsd Form
DFAST-14A CECL Supplemental Version OCC_DFAST14A_CECLSupplimental_Version_1.xsd Form
DFAST-14A OpRisk Version 2 OCC_DFAST14A_OPSRISK_Version_2.xsd Form
DFAST-14A OpRisk Version 2 OCC_DFAST14A_OPSRISK_Version_2.xsd Form
DFAST-14A RCI Version 1 OCC_DFAST14A_RCI_Version_1.xsd Form
DFAST-14A RCI Version 1 OCC_DFAST14A_RCI_Version_1.xsd Form
DFAST-14A Summary Version 6 OCC_DFAST14A_Summary_Version_6.xsd Form
DFAST-14A Summary Version 6 OCC_DFAST14A_Summary_Version_6.xsd Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	OCC DFAST-14A	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Instruction			2021-dfast-final-instructions.pdf	Yes	No	Printable Only
Form	N/A	Collection of Supplemental CECL Information - Effect of Changes in Accounting Principles	CECL_Supplemental_2021.xlsx	Yes	Yes	Fillable Fileable
Instruction			DFAST 2021 Severely Adverse Global Market Shock.xlsx	Yes	No	Printable Only
Instruction			DFAST_technical_submission_instructions_2021.pdf	Yes	No	Printable Only
Instruction			DFAST14A to FR Y14 (Inapplicable MDRMs 2021).pdf	Yes	No	Printable Only
Instruction			DFAST14A_2020Q4_OpsRisk_DataDictionary_V1.xls	Yes	No	Printable Only
Instruction			DFAST14A_2020Q4_RCI_DataDictionary_V1.xls	Yes	No	Printable Only
Instruction			DFAST14A_2020Q4_Scenario_DataDictionary_V1.xls	Yes	No	Printable Only
Instruction			DFAST14A_2020Q4_Summary_DataDictionary_V1.xls	Yes	No	Printable Only
Instruction			DFAST14A_2020Q4_Supp_CECL_Info_DataDictionary_V1.xlsx	Yes	No	Printable Only
Form and Instruction	DFAST-14A	OpRisk Schedule Cover Sheet	DFAST14A_OPSRISK_2021.xlsx	Yes	Yes	Fillable Fileable
Form	DFAST-14A	Regulatory Capital Instruments Annual Schedule	DFAST14A_REGCAPINSTRUMENTS_2021.xlsx	Yes	Yes	Fillable Fileable
Form and Instruction	DFAST-14A	Scenario Schedule Cover Sheet	DFAST14A_SCENARIO_2021.xlsx	Yes	Yes	Fillable Fileable
Form and Instruction	DFAST-14A	Summary Schedule Cover Sheet	DFAST14A_SUMMARY_2021.xlsx	Yes	Yes	Fillable Fileable
Form	DFAST-14A	CECL Supplemental Version	OCC_DFAST14A_CECLSupplimental_Version_1.xsd	Yes	Yes	Fillable Fileable
Form	DFAST-14A	OpRisk Version 2	OCC_DFAST14A_OPSRISK_Version_2.xsd	Yes	Yes	Fillable Fileable
Form	DFAST-14A	RCI Version 1	OCC_DFAST14A_RCI_Version_1.xsd	Yes	Yes	Fillable Fileable
Instruction			OCC_DFAST14A_Scenario_Version_1.xsd	Yes	No	Printable Only
Form	DFAST-14A	Summary Version 6	OCC_DFAST14A_Summary_Version_6.xsd	Yes	Yes	Fillable Fileable
Instruction			OCC+2021+DFAST+Scenarios+Narrative.pdf	Yes	No	Printable Only
Instruction			Pub_national_scen_20210211.xlsx	Yes	No	Printable Only

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 8	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	8	8
Annual IC Time Burden (Hours)	3,716	3,716
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.