Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades

Real-Time Public Reporting and Block Trade

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0070 can be found here:

Documents and Forms

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Information Collection (IC) Details

IC Title:	Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Unchanged

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 43.6 17 CFR 43.4

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,173	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 99 %

	Approved	Previously Approved
Annual Number of Responses for this IC	2,700,246	2,700,246
Annual IC Time Burden (Hours)	57,332	57,332
Annual IC Cost Burden (Dollars)	251,514,114	251,514,114

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.