| OMB Number | Title |
|---|
| 3038-0121 |
Regulations Governing Separate Account Treatment for Withdrawal of Customer Initial Margin |
| 3038-0120 |
Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants |
| 3038-0119 |
Qualification Information for Candidates to Advisory Committees and Subcommittees |
| 3038-0118 |
Regulations Governing Separate Account Treatment for Withdrawal of Customer Initial Margin |
| 3038-0117 |
Exemption from Derivatives Clearing Organization Registration |
| 3038-0116 |
Response to Notification of Termination of Exemptive Relief Issued Pursuant to Regulation 30.10 |
| 3038-0115 |
Reparations Complaint, CFTC Form 30 |
| 3038-0114 |
CFTC SmartCheck Annual Campaign Impact Tracking Survey |
| 3038-0113 |
Exemptions from Specualtive Limits |
| 3038-0112 |
Regulation Automated Trading |
| 3038-0111 |
Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants--Cross-Border Application of the Margin Requirements |
| 3038-0110 |
Position Limits for Derivatives |
| 3038-0109 |
Exclusion of Utility Operations-Related Swaps with Utility Special Entities from De Minimis Threshold for Swaps with Special Entities |
| 3038-0108 |
Quantitative Messaging Research |
| 3038-0107 |
Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery |
| 3038-0106 |
Form TO, Annual Notice Filing for Counterparties to Unreported Trade Option |
| 3038-0105 |
Financial Education Content Needs Survey |
| 3038-0104 |
Clearing Exemption for Swaps Between Certain Affiliated Entities |
| 3038-0103 |
Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports) |
| 3038-0102 |
Clearing Exemption for Certain Swaps Entered into by Cooperatives |
| 3038-0101 |
Registration of Foreign Boards of Trade |
| 3038-0100 |
Designated contract markets, registered entities, reporting and record keeping requirements, swap execution facilities, swaps |
| 3038-0099 |
Process for a Swap Execution Facility or Designated Contract Market to Make a Swap Available to Trade |
| 3038-0098 |
Exemptive Order Regarding Compliance with Certain Swap Regulations |
| 3038-0097 |
Process for Review of Swaps for Mandatory Clearing |
| 3038-0096 |
Swap Data Recordkeeping and Reporting Requirements |
| 3038-0095 |
Large Trader Reporting for Physical Commodity Swaps |
| 3038-0094 |
Clearing Member Risk Management |
| 3038-0093 |
Part 40, Provisions Common to Registered Entities |
| 3038-0092 |
Customer Clearing Documentation and Timing of Acceptance for Clearing |
| 3038-0091 |
Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral |
| 3038-0090 |
Swap Recordkeeping Requirements |
| 3038-0089 |
Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps |
| 3038-0088 |
Swap Documentation |
| 3038-0087 |
Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Participants. |
| 3038-0086 |
Swap Data Access Provisions of Part 49 and Certain Other Matters |
| 3038-0085 |
Rule 50.50 End-User Notification of Non-Cleared Swap |
| 3038-0084 |
Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants |
| 3038-0083 |
Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants |
| 3038-0082 |
Implementing the Whistleblower Provision of Section 23 of the Commodity Exchange Act |
| 3038-0081 |
Derivatives Clearing Organizations, General Regulations and International Standards |
| 3038-0080 |
Annual Report for Chief Compliance Officer of Registrants |
| 3038-0079 |
Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards with Counterparties |
| 3038-0078 |
Conflict of Interest Policies and Procedures by Future Commission Merchants and introducing Brokers |
| 3038-0077 |
Position Limits for Futures and Swaps |
| 3038-0076 |
Requirements for Derivatives Clearing Organizations |
| 3038-0075 |
Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy |
| 3038-0074 |
Core Principles and Other Requirements for Swap Execution Facilities |
| 3038-0073 |
Part 37, 38, 39, and 40 - Information Related to Goverance Arrangements |
| 3038-0072 |
Registration of Swap Dealers and Major Swap Participants |
| 3038-0071 |
Interim Final Rule for Reporting Pre-enactment Swap Transaction; Proposed Collection, Comment Request: Reporting of Pre-enactment Swap Transaction |
| 3038-0070 |
Real-Time Public Reporting |
| 3038-0069 |
Information Management Requirements for Derivatives Clearing Organization |
| 3038-0068 |
Confirmation, Portfolio Reconciliation, and Portfolio Compression Requirements for Swap Dealers and Major Swap Participants |
| 3038-0067 |
Part 162 - Protection of Consumer Information under the Fair Credit Reporting Act |
| 3038-0066 |
Financial Resource Requirements for Derivatives Clearing Organizations |
| 3038-0065 |
Regulation 16.03 - Ownership and control report |
| 3038-0064 |
Rules, regulations and forms for domestic and foreign futures and options relating to registration with the Commission |
| 3038-0063 |
Regulation 1.45 and Parts 20 and 151 -- Position Limit Framework for Referenced Energy Contracts |
| 3038-0062 |
Off-Exchange Foreign Currency Transactions |
| 3038-0061 |
Regulation 16.02 - Daily Trade and Supporting Data Reports |
| 3038-0060 |
Regulation 36.3 - Exempt Commercial Market Submission Requirements |
| 3038-0059 |
Part 41 - Security Futures Products |
| 3038-0058 |
Part 41 Relating to Security Futures Products |
| 3038-0057 |
Part 41 Relating to Security Futures Products |
| 3038-0056 |
Privacy of Consumer Financial Information |
| 3038-0055 |
Privacy of Consumer Financial Information |
| 3038-0054 |
Part 36 Establishing Notification Procedures for Entities Operating as Exempt Markets |
| 3038-0053 |
Part 37 Establishing Procedures for Entities to be Recognized as Derivatives Transaction Facilities |
| 3038-0052 |
Core Principles & Other Requirements for DCMs |
| 3038-0051 |
Part 39 Derivatives Clearing Organizations |
| 3038-0050 |
Public Reporting by Operators of Certain Large Commodity Pools |
| 3038-0049 |
Procedural Requirements for Requests for Interpretative, No- Action and Exemptive Letters |
| 3038-0048 |
Off-Exchange Agricultural Trade Options |
| 3038-0047 |
Contract Market Transactions -- Section 4(c) |
| 3038-0046 |
RISK ASSESSMENT FOR HOLDING COMPANY SYSTEMS |
| 3038-0043 |
Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration & Member Responsibility Actions |
| 3038-0041 |
REGULATION OF HYBRID INSTRUMENTS |
| 3038-0039 |
OFF-EXCHANGE SURVEY |
| 3038-0036 |
LEVERAGE SURVEY |
| 3038-0035 |
Rules Relating to the Offer and Sale of Foreign Futures and Foreign Options |
| 3038-0034 |
ONE-TIME SURVEY OF FUTURES AND OPTIONS MARKETS |
| 3038-0033 |
Notification of Pending Legal Proceedings |
| 3038-0032 |
STUDY OF TRADING ON MATERIAL, NON-PUBLIC INFORMATION |
| 3038-0031 |
Procurement Contracts |
| 3038-0029 |
RULES FOR CERTAIN LEVERAGE TRANSACTIONS |
| 3038-0028 |
LARGE HEDGER STUDY |
| 3038-0026 |
Gross Collection of Exchange-Set Margins for Omnibus Accounts |
| 3038-0025 |
Practice by Former Members and Employees of the Commission Pursuant to 17 C.F.R. 140.735.6 |
| 3038-0024 |
Regulations and Forms Pertaining to Financial Integrity of the Market Place; Margin Requirements for SDs/MSPs |
| 3038-0023 |
Registration under the Commodity Exchange Act |
| 3038-0022 |
Rules Pertaining to Contract Markets and Their Members |
| 3038-0021 |
Regulations Governing Bankruptcies of Commodity Brokers |
| 3038-0019 |
Stocks of Grain in Licensed Warehouses |
| 3038-0018 |
Information Concerning Warehouses |
| 3038-0017 |
Market Surveys |
| 3038-0016 |
Compliance with Requirements for Designation as a Contract Market |
| 3038-0015 |
Copies of Crop and Market Information Reports |
| 3038-0013 |
Position Limits |
| 3038-0012 |
Futures Volume, Open Interest, Price, Deliveries, and Exchanges of Futures |
| 3038-0010 |
MANAGED ACCOUNT QUESTIONNAIRE |
| 3038-0009 |
Large Trader Reports |
| 3038-0008 |
WITHDRAWAL FROM REGISTRATION |
| 3038-0007 |
Regulation of Domestic Exchange-Traded Options |
| 3038-0005 |
Rules Relating to the Operations and Activities of Commodity Pool Operators and Commodity Trading Advisors and to Monthly Reporting by Futures Commission Merchants |
| 3038-0003 |
REGULATIONS PERMITTING THE GRANT, OFFER AND SALE OF DEALER OPTIONS |
| 3038-0002 |
QUESTIONNAIRE ON USE OF LETTERS OF CREDIT AND SIZE OF BUSINESS CONDUCTED ON FOREIGN MARKETS |
| 3038-0001 |
FUTURES COMMISSION MERCHANT REPORT ON DEALER OPTIONS |