Short Position and Short Activity Reporting by Institutional Investment Managers

OMB 3235-0804

Latest Forms, Documents, and Supporting Material

Document Name
Form 249.333 Form SHO: Use of Structured XML-Based Data Language for Amended Filing Form and Instruction
Form 249.333 Form SHO: Amended Filing Form and Instruction
Form 249.333 Form SHO: Use of Structured XML-Based Data Language Form and Instruction
Form 249.333 Form SHO: Filings in EDGAR Form and Instruction
Form 249.333 Form SHO: Initial Technology Proects Form and Instruction
Supporting Statement 3235-0804 (2023 Final Rule).pdf Supporting Statement A
CAT: Reporting of Bona Fide Market Making Exception –Outsourcers
CAT: Reporting of Bona Fide Market Making Exception – Insourcers
CAT: Reporting of Buy to cover Information for Orders –Outsourcers
CAT: Reporting of Buy to cover Information for Orders – Insourcers
CAT: Central Repository - Short Sale Data
Rule 205 "Buy to Cover":Order Marking
Rule 205 "Buy to Cover": Initial System Updates
Form SHO: Use of Structured XML-Based Data Language for Amended Filing Form and Instruction
Form SHO: Amended Filing Form and Instruction
Form SHO: Use of Structured XML-Based Data Language Form and Instruction
Form SHO: Filings in EDGAR Form and Instruction
Form SHO: Initial Technology Proects Form and Instruction