Short Position and Short Activity Reporting by Institutional Investment Managers

ICR 202301-3235-020

OMB: 3235-0804

Federal Form Document

Forms and Documents

Document Name	Status
Form 249.333 Form SHO: Use of Structured XML-Based Data Language for Amended Filing Form and Instruction	New
Form 249.333 Form SHO: Amended Filing Form and Instruction	New
Form 249.333 Form SHO: Use of Structured XML-Based Data Language Form and Instruction	New
Form 249.333 Form SHO: Filings in EDGAR Form and Instruction	New
Form 249.333 Form SHO: Initial Technology Proects Form and Instruction	New
87 FR 14950.pdf Supporting Statement B	2023-01-31
Supporting Statement for Proposed Short Position and Short Activity Reporting by Institutional Investment Managers.pdf Supporting Statement A	2023-01-31

IC Document Collections

IC ID	Document Title	Status
258113	CAT: Reporting of Bona Fide Market Making Exception –Outsourcers	New
258112	CAT: Reporting of Bona Fide Market Making Exception – Insourcers	New
258111	CAT: Reporting of Buy to cover Information for Orders –Outsourcers	New
258110	CAT: Reporting of Buy to cover Information for Orders – Insourcers	New
258109	CAT: Central Repository - Short Sale Data	New
258108	Rule 205 "Buy to Cover":Order Marking	New
258107	Rule 205 "Buy to Cover": Initial System Updates	New
258106	Form SHO: Use of Structured XML-Based Data Language for Amended Filing Form and Instruction	New
258105	Form SHO: Amended Filing Form and Instruction	New
258104	Form SHO: Use of Structured XML-Based Data Language Form and Instruction	New
258103	Form SHO: Filings in EDGAR Form and Instruction	New
258022	Form SHO: Initial Technology Proects Form and Instruction	New