Rule 18a-9 – Quarterly Security Counts to be Made by Certain Security-Based Swap Dealers

OMB 3235-0752

Latest Forms, Documents, and Supporting Material

Document Name
3235-0752.pdf Supplementary Document
3235-0752.pdf Supplementary Document
2024 Rule 18a-9 Supporting Statement.pdf Supporting Statement A
Securities Count Program

All Historical Document Collections

202404-3235-004	Extension without change of a currently approved collection	2024-06-17
202104-3235-005 Approved without change	New collection (Request for a new OMB Control Number)	2021-05-05
201609-3235-004 Comment filed on proposed rule	New collection (Request for a new OMB Control Number)	2016-09-09