Form 1-SA

OMB 3235-0721

Form 1-SA is used to file semiannual reports by Tier 2 issuers under Regulation A, an exemption from registration under the Securities Act of 1933.

The latest form for Form 1-SA expires 2022-07-31 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0721: Form 1-SA filings .

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC 2914 Form 1-SA Form and Instruction
Form 1-SA.SupportingStatement.2022.pdf Supporting Statement A
Form1-SA.30Day.FederalRegisterNotice.pdf Supplementary Document
Form1-SA.60Day.FederalRegisterNotice.pdf Supplementary Document
February 5, 2020 EDGAR PIA.pdf Supplementary Document
Form 1-SA Form and Instruction

All Historical Document Collections

202207-3235-025 Approved without change	Extension without change of a currently approved collection	2022-07-27
201905-3235-004 Approved without change	Revision of a currently approved collection	2019-06-03
201810-3235-034 Comment filed on proposed rule and continue	Revision of a currently approved collection	2018-11-01
201806-3235-020 Approved without change	Extension without change of a currently approved collection	2018-06-26
201505-3235-006 Approved without change	New collection (Request for a new OMB Control Number)	2015-05-06
201408-3235-013 Comment filed on proposed rule	New collection (Request for a new OMB Control Number)	2014-08-14