Form 1-SA

ICR 201408-3235-013

OMB: 3235-0721

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2014-08-11
Supporting Statement A
2014-08-11
IC Document Collections
IC ID
Document
Title
Status
212628
New
ICR Details
3235-0721 201408-3235-013
Historical Inactive
SEC CF 270-661
Form 1-SA
New collection (Request for a new OMB Control Number)   No
Regular
Comment filed on proposed rule 10/14/2014
Retrieve Notice of Action (NOA) 08/14/2014
Agency will resubmit the collection at the final rule stage and provide a summary of comments received on the collection along with a discussion as to whether the agency incorporated the commenter's suggestion, and if not, why not.
  Inventory as of this Action Requested Previously Approved
36 Months From Approved
0 0 0
0 0 0
0 0 0

Form 1-SA is used to file semiannual reports by Tier 2 issuers under Regulation A, an exemption from registration under the Securities Act of 1933.

US Code: 15 USC 77c, 77s, 77z-3 Name of Law: Securities Act of 1933
  
PL: Pub.L. 112 - 106 401 Name of Law: Jumpstart Our Business Startups Act

3235-AL39 Proposed rulemaking 79 FR 3925 01/23/2014

No

1
IC Title Form No. Form Name
Form 1-SA

No
No
Form 1-SA is a new collection of information, so there is no change in burden.

$100,000
No
No
No
No
No
Uncollected
Shehzad Niazi 202 551-3121

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/14/2014


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