Regulation S-P, adopted on June 22, 2000, implements Title V of the Gramm-Leach-Bliley Act by, among other things, requiring that not later that at the time of establishing a customer relationship with a consumer and not less than annually during the continuation of such relationship, a broker-dealer, investment company, or federally registered in investment adviser shall provide a clear and conspicuous notice to such consumer that accurately describes such financial institution's privacy policies and practices.
The latest form for Regulation S-P; Privacy of consumer financial information (17 CFR Part 248) expires 2022-03-31 and can be found here.
Document Name |
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Supplementary Document |
Supplementary Document |
Supplementary Document |
Supplementary Document |
Supporting Statement A |
Extension without change of a currently approved collection | 2024-09-06 | ||
Approved without change |
Extension without change of a currently approved collection | 2021-11-10 | |
Approved without change |
Extension without change of a currently approved collection | 2018-12-12 | |
Approved without change |
Extension without change of a currently approved collection | 2015-10-27 | |
Approved without change |
Extension without change of a currently approved collection | 2012-09-14 | |
Approved without change |
Extension without change of a currently approved collection | 2009-08-11 | |
Approved without change |
Extension without change of a currently approved collection | 2006-06-05 | |
Approved without change |
Extension without change of a currently approved collection | 2003-05-14 | |
Approved without change |
New collection (Request for a new OMB Control Number) | 2000-03-08 |