Rule 22d-1 under the Investment Company Act of 1940 - Exemption from section 22(d) to permit sales of redeemable securities at prices which reflect sales loads set pursuant to a schedule.

OMB 3235-0310

Rule 22d-1 permits registered investment companies that issue redeemable securities to offer scheduled variations in or elimination of the sales load on such securities to particular classes of investors provided certain conditions are met.

The latest form for Rule 22d-1 under the Investment Company Act of 1940 - Exemption from section 22(d) to permit sales of redeemable securities at prices which reflect sales loads set pursuant to a schedule. expires 2023-09-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3235-0310.pdf Supplementary Document
3235-0310.pdf Supplementary Document
Rule 22d-1 (2023) Supporting Statement.pdf Supporting Statement A
Investment Company Act Rule 22d-1

All Historical Document Collections

202303-3235-003 Approved without change	Extension without change of a currently approved collection	2023-05-12
202005-3235-005 Approved without change	Extension without change of a currently approved collection	2020-07-22
201703-3235-009 Approved without change	Extension without change of a currently approved collection	2017-08-04
201404-3235-013 Approved without change	Extension without change of a currently approved collection	2014-09-29
201108-3235-012 Approved without change	Extension without change of a currently approved collection	2011-08-16
200808-3235-006 Approved without change	Extension without change of a currently approved collection	2008-11-17
200602-3235-014 Approved without change	Extension without change of a currently approved collection	2006-02-27
200304-3235-014 Approved without change	Extension without change of a currently approved collection	2003-04-15
200004-3235-007 Approved without change	Extension without change of a currently approved collection	2000-04-12
199704-3235-009 Approved without change	Extension without change of a currently approved collection	1997-04-23
199405-3235-008 Approved without change	Revision of a currently approved collection	1994-05-20
199105-3235-008 Approved without change	Revision of a currently approved collection	1991-05-08
198804-3235-004 Approved without change	Revision of a currently approved collection	1988-04-12
198503-3235-001 Approved without change	Revision of a currently approved collection	1985-03-01
198305-3235-005 Approved without change	New collection (Request for a new OMB Control Number)	1983-05-05