Rule 22d-1 under the Investment Company Act of 1940 - Exemption from section 22(d) to permit sales of redeemable securities at prices which reflect sales loads set pursuant to a schedule.
ICR 202005-3235-005
OMB: 3235-0310
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0310 can be found here:
Rule 22d-1 under the
Investment Company Act of 1940 - Exemption from section 22(d) to
permit sales of redeemable securities at prices which reflect sales
loads set pursuant to a schedule.
Extension without change of a currently approved collection
Rule 22d-1 permits registered
investment companies that issue redeemable securities to offer
scheduled variations in or elimination of the sales load on such
securities to particular classes of investors provided certain
conditions are met.
US Code:
15
USC 80a Name of Law: Investment Company Act of 1940
The decrease in burden hours
for rule 22d-1 is attributable to a decrease in the estimated
number of respondents from 4,509 to 4,098, despite an increase in
the hourly wage for a compliance attorney from $340 to $368 per
hour. The decrease in the estimated number of respondents is the
result of an adjustment in the estimated number of funds that
currently issue redeemable securities that carry a sales load.
$0
No
No
No
No
No
No
No
Joel Cavanaugh 202
551-3173
No
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