Form ADV

OMB 3235-0049

Form ADV under the Investment Advisers Act of 1940 is filed upon initial registration as an investment adviser and is also filed by exempt reporting advisers filing reports with the Commission, is updated on an annual basis by all advisers, and may be more frequently updated to correct certain material information.

The latest form for Form ADV expires 2023-11-30 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0049: Form ADV filings .

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC 1707 Form ADV Form and Instruction
Supporting Statement - Form ADV.pdf Supporting Statement A
Form ADV Form and Instruction

All Historical Document Collections

202405-3235-004 Approved without change	Revision of a currently approved collection	2024-05-22
202311-3235-026 Comment filed on proposed rule and continue	Revision of a currently approved collection	2023-12-06
202305-3235-022 Comment filed on proposed rule and continue	Revision of a currently approved collection	2023-05-26
202211-3235-011 Comment filed on proposed rule and continue	Revision of a currently approved collection	2022-11-17
202209-3235-002 Comment filed on proposed rule and continue	Revision of a currently approved collection	2022-09-01
202205-3235-042 Comment filed on proposed rule and continue	Revision of a currently approved collection	2022-05-23
202108-3235-017 Approved without change	Revision of a currently approved collection	2021-08-23
202011-3235-028	Revision of a currently approved collection	2020-11-27
202005-3235-004 Approved without change	Revision of a currently approved collection	2020-08-24
201907-3235-025 Approved with change	Revision of a currently approved collection	2019-08-07
201805-3235-018 Comment filed on proposed rule and continue	Revision of a currently approved collection	2019-04-09
201609-3235-022 Approved with change	Revision of a currently approved collection	2017-01-03
201510-3235-021 Comment filed on proposed rule and continue	Revision of a currently approved collection	2015-10-27
201404-3235-001 Approved without change	Extension without change of a currently approved collection	2014-08-12
201106-3235-019 Approved without change	Revision of a currently approved collection	2011-07-20
201012-3235-010 Comment filed on proposed rule and continue	Revision of a currently approved collection	2010-12-14
201008-3235-023 Approved with change	Revision of a currently approved collection	2010-08-31
201001-3235-003 Approved without change	Revision of a currently approved collection	2010-01-13
200906-3235-001 Preapproved	Revision of a currently approved collection	2009-06-02
200803-3235-013 Comment filed on proposed rule and continue	Revision of a currently approved collection	2008-03-14
200708-3235-015 Approved without change	Extension without change of a currently approved collection	2007-12-13
200501-3235-010 Approved without change	Revision of a currently approved collection	2005-01-10
200412-3235-035 Approved without change	Revision of a currently approved collection	2004-12-06
200407-3235-024 Comment filed on proposed rule and continue	Revision of a currently approved collection	2004-07-22
200407-3235-001 Approved without change	Revision of a currently approved collection	2004-07-01
200405-3235-004 Approved without change	Revision of a currently approved collection	2004-05-05
200401-3235-008 Comment filed on proposed rule and continue	Revision of a currently approved collection	2004-01-22
200207-3235-021 Approved without change	Revision of a currently approved collection	2002-07-24
200204-3235-015 Approved without change	No material or nonsubstantive change to a currently approved collection	2002-04-17
200204-3235-004 Comment filed on proposed rule and continue	Revision of a currently approved collection	2002-04-17
200008-3235-017 Approved without change	No material or nonsubstantive change to a currently approved collection	2000-08-22
200004-3235-001 Approved without change	Revision of a currently approved collection	2000-04-12
199711-3235-004 Approved without change	Revision of a currently approved collection	1997-11-19
199704-3235-007 Approved without change	Revision of a currently approved collection	1997-04-25
199612-3235-024 Comment filed on proposed rule and continue	Revision of a currently approved collection	1996-12-26
199405-3235-001 Approved without change	Revision of a currently approved collection	1994-05-10
199402-3235-020 Approved without change	Revision of a currently approved collection	1994-02-09
199105-3235-003 Approved without change	Extension without change of a currently approved collection	1991-05-08
198904-3235-040 Approved with change	No material or nonsubstantive change to a currently approved collection	1989-04-18
198805-3235-002 Approved without change	Extension without change of a currently approved collection	1988-05-09
198611-3235-005 Approved with change	No material or nonsubstantive change to a currently approved collection	1986-11-05
198505-3235-002 Approved without change	Revision of a currently approved collection	1985-05-01
198410-3235-028 Approved without change	Revision of a currently approved collection	1984-10-18
198308-3235-011 Approved with change	No material or nonsubstantive change to a currently approved collection	1983-08-16
198107-3235-026 Approved without change	New collection (Request for a new OMB Control Number)	1981-07-29