Per OMB request,
agency modified supporting statement to address agency response to
public comments received.
Inventory as of this Action
Requested
Previously Approved
10/31/2013
36 Months From Approved
08/31/2012
25,316
0
30,680
268,457
0
132,599
22,775,400
0
11,239,600
Form ADV under the Investment Advisers
Act of 1940 is filed upon initial registration as an investment
adviser, is updated on an annual basis by all advisers, and may be
more frequently updated to correct certain material
information.
US Code:
15
USC 80b-1 Name of Law: Investment Advisers Act of 1940
The total burden hours for all
respondents has increased from the currently approved 132,599 hours
per year to 268,457 hours per year. This increase is mainly due to
the following factors: (1) the initial burden associated with
advisers preparing clearly written, meaningful, narrative brochures
and brochure supplements containing current disclosure of the
business practices, conflicts of interest and background of the
investment adviser and its advisory personnel, (2) the burden
associated with advisers expanding their discussion of how the
adviser addresses certain conflicts of interest and (3) the burden
associated with related amendments to rules 203-1 and 204-1. The
change in the number of responses is an adjustment that had nothing
to do with the rulemaking amendments.
$0
No
No
No
No
No
Uncollected
Don Evans 202 551-6787
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.