Summary Plan Description Requirements Under the Employee Retirement Income Security Act of 1974, as Amended

OMB 1210-0039

The Department's regulations provide guidance on the content, frequency, and manner of disclosures required under ERISA to be furnished by employee benefit plans to plan participants and certain specified plan beneficiaries periodically in Summary Plan Descriptions (SPDs), Summaries of Material Modifications(SMMs), and Summaries of Material Reductions (SMRs).

The latest form for Summary Plan Description Requirements Under the Employee Retirement Income Security Act of 1974, as Amended expires 2023-08-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
1210-0039 SPD SS- 8-7-23 (clean).docx Supporting Statement A
Supplemental Tables-2023.rtf Supplementary Document
Summary Plan Description Requirements Under ERISA

All Historical Document Collections

202306-1210-005 Approved without change	Extension without change of a currently approved collection	2023-08-08
202003-1210-004 Approved without change	Revision of a currently approved collection	2020-05-27
201910-1210-001 Comment filed on proposed rule and continue	Revision of a currently approved collection	2019-10-23
201906-1210-010 Approved without change	Extension without change of a currently approved collection	2019-08-20
201605-1210-002 Approved without change	Extension without change of a currently approved collection	2016-06-09
201304-1210-001 Approved without change	Extension without change of a currently approved collection	2013-04-30
201003-1210-002 Approved without change	Extension without change of a currently approved collection	2010-03-26
200611-1210-005 Approved without change	Extension without change of a currently approved collection	2007-01-30
200311-1210-003 Approved without change	Extension without change of a currently approved collection	2003-11-25
200011-1210-002 Approved without change	Revision of a currently approved collection	2000-11-20
199912-1210-003 Approved without change	Extension without change of a currently approved collection	1999-12-30
199901-1210-001 Approved without change	Revision of a currently approved collection	1999-01-29
199809-1210-001 Approved without change	Revision of a currently approved collection	1998-09-09
199712-1210-005 Approved without change	Extension without change of a currently approved collection	1997-12-31
199704-1210-001 Approved without change	Revision of a currently approved collection	1997-04-08
199506-1210-011 Approved without change	Revision of a currently approved collection	1995-06-30
199307-1210-001 Approved without change	Revision of a currently approved collection	1993-07-12
199005-1210-004 Approved without change	Reinstatement with change of a previously approved collection	1990-05-10
198607-1210-003 Approved without change	Reinstatement with change of a previously approved collection	1986-07-30
198405-1210-001 Withdrawn and continue	Revision of a currently approved collection	1984-05-30
198304-1210-001 Approved without change	Revision of a currently approved collection	1983-04-08
198212-1210-002 Approved without change	Revision of a currently approved collection	1982-12-06
198203-1210-002 Approved without change	New collection (Request for a new OMB Control Number)	1982-03-03