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Registration of Persons Other Than Swap Dealers and Major Swap Participants
Registration under the Commodity Exchange Act
OMB: 3038-0023
IC ID: 201477
OMB.report
CFTC
OMB 3038-0023
ICR 202512-3038-002
IC 201477
( )
Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
Registration of Persons Other Than Swap Dealers and Major Swap Participants
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
Modified
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 3
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Form and Instruction
Form 7-R
Firm Application
7-rForm (Firm Applica).pdf
Yes
Yes
Fillable Fileable Signable
Form and Instruction
Form 8-R
Individual Application
Form 8-R.docx
Yes
Yes
Fillable Fileable Signable
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Financial Sector Oversight
Privacy Act System of Records
Title:
National Futures Assoc. Applications Suite-CFTC-12
FR Citation:
84 FR 17811
Number of Respondents:
55,363
Number of Respondents for Small Entity:
0
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
100 %
Requested
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
8,576
0
0
-3,484
0
12,060
Annual IC Time Burden (Hours)
5,231
0
0
-2,126
0
7,357
Annual IC Cost Burden (Dollars)
0
0
0
0
0
0
Documents for IC
Title
Document
Date Uploaded
No associated records found
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.
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