Part-4 Commodity Pool Operators and Commodity Trading Advisors

Rules Relating to the Operations and Activities of Commodity Pool Operators and Commodity Trading Advisors and to Monthly Reporting by Futures Commission Merchants

Documents and Forms

Document Name Document Type
Form CTA-PR Part-4 Commodity Pool Operators and Commodity Trading Advisors Form and Instruction
CTA-PR CTA-PR Form CTA-PR_2012.docx Form and Instruction
CTA-PR CTA-PR Form CTA-PR_2012.docx Form and Instruction
CPO-PQR CPO-PQR Form CPO-PQR and instructions.docx Form and Instruction
CPO-PQR CPO-PQR Form CPO-PQR and instructions.docx Form and Instruction

Information Collection (IC) Details

IC Title:	Part-4 Commodity Pool Operators and Commodity Trading Advisors	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 4.23, 4.31, 4.33, 4.36 17 CFR 4.14,4.21,4.22, 4.26, 4.27 17 CFR 1.33, 4.5, 4.7, 4.12, 4.13

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	CTA-PR	CTA-PR	Form CTA-PR_2012.docx		Yes	Yes	Fillable Fileable Signable
Form and Instruction	CPO-PQR	CPO-PQR	Form CPO-PQR and instructions.docx		Yes	Yes	Fillable Fileable Signable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title: National Futures Association Applications Suite System-CFTC-12	FR Citation: 84 FR 17811

Number of Respondents: 49,183	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	123,925	3,510	120,415
Annual IC Time Burden (Hours)	435,925	3,600	432,325
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.