Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act

Implementing the Whistleblower Provision of Section 23 of the Commodity Exchange Act

Documents and Forms

Document Name Document Type
Form 3038-0082 Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act Form and Instruction
3038-0082 TCR (Tip, Complaint or Referral) Form TCR Fed Reg & Instructions- Final- (2017).docx Form and Instruction
3038-0082 TCR (Tip, Complaint or Referral) Form TCR Fed Reg & Instructions- Final- (2017).docx Form and Instruction
3038-0082 WB-APP Form WB-APP & Instructions- Final- (2017).docx Form and Instruction
3038-0082 WB-APP Form WB-APP & Instructions- Final- (2017).docx Form and Instruction

Information Collection (IC) Details

IC Title:	Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 165

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	3038-0082	TCR (Tip, Complaint or Referral)	Form TCR Fed Reg & Instructions- Final- (2017).docx		Yes	Yes	Fillable Fileable
Form and Instruction	3038-0082	WB-APP	Form WB-APP & Instructions- Final- (2017).docx		Yes	No	Fillable Printable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title: CFTC-49	FR Citation: 77 FR 41378

Number of Respondents: 1,800	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 95 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1,800	900	900
Annual IC Time Burden (Hours)	900	450	450
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.