Requirements for Derivative Clearing Organizations

Requirements for Derivatives Clearing Organizations

Documents and Forms

Document Name Document Type
Form 3038-0076 Requirements for Derivative Clearing Organizations Form
3038-0076 Form DCO (2019) 0076 Final rule Form DCO.pdf Form
3038-0076 Form DCO (2019) 0076 Final rule Form DCO.pdf Form

Information Collection (IC) Details

IC Title:	Requirements for Derivative Clearing Organizations	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 39.16 17 CFR 39.14 17 CFR 39.18 17 CFR 39.13 17 CFR 39.15 17 CFR 39.3 17 CFR 39.12 17 CFR 39.20

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	3038-0076	Form DCO	(2019) 0076 Final rule Form DCO.pdf		Yes	Yes	Fillable Printable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title: Enterprise Surveillance, Oversight & Risk Monitoring System	FR Citation: 77 FR 58814

Number of Respondents: 86	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	22,736	158	22,578
Annual IC Time Burden (Hours)	64,224	67	64,157
Annual IC Cost Burden (Dollars)	905,674	0	905,674

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.