Part-4 Commodity Pool Operators and Commodity Trading Advisors

Rules Relating to the Operations and Activities of Commodity Pool Operators and Commodity Trading Advisors and to Monthly Reporting by Futures Commission Merchants

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0005 can be found here:

Documents and Forms

Document Name Document Type
Form CTA-PR Part-4 Commodity Pool Operators and Commodity Trading Advisors Form and Instruction
CTA-PR CTA-PR Form CTA-PR_2012.docx Form and Instruction
CTA-PR CTA-PR Form CTA-PR_2012.docx Form and Instruction
CPO-PQR CPO-PQR Form CPO-PQR and instructions.docx Form and Instruction
CPO-PQR CPO-PQR Form CPO-PQR and instructions.docx Form and Instruction

Information Collection (IC) Details

IC Title:	Part-4 Commodity Pool Operators and Commodity Trading Advisors	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 4.23, 4.31, 4.33, 4.36 17 CFR 4.14,4.21,4.22, 4.26, 4.27 17 CFR 1.33, 4.5, 4.7, 4.12, 4.13

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	CTA-PR	CTA-PR	Form CTA-PR_2012.docx		Yes	Yes	Fillable Fileable Signable
Form and Instruction	CPO-PQR	CPO-PQR	Form CPO-PQR and instructions.docx		Yes	Yes	Fillable Fileable Signable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title: National Futures Association Applications Suite System-CFTC-12	FR Citation: 84 FR 17811

Number of Respondents: 40,265	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	121,490	1,075	120,415
Annual IC Time Burden (Hours)	328,005	-104,320	432,325
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.