OMB
.report
Search
IC29 - Recordkeeping required by Rules 1005 and 1007 - ongoing burden
Regulation SCI and Form SCI
OMB: 3235-0703
IC ID: 232088
OMB.report
SEC
OMB 3235-0703
ICR 202308-3235-002
IC 232088
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0703 can be found here:
2023-12-07 - Revision of a currently approved collection
Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
IC29 - Recordkeeping required by Rules 1005 and 1007 - ongoing burden
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
Modified
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 242.1007
17 CFR 242.1005
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Financial Sector Oversight
Privacy Act System of Records
Title:
FR Citation:
Number of Respondents:
22
Number of Respondents for Small Entity:
0
Affected Public:
Private Sector
Private Sector:
Not-for-profit institutions, Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
0 %
Requested
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
22
0
4
0
0
18
Annual IC Time Burden (Hours)
550
0
100
0
0
450
Annual IC Cost Burden (Dollars)
0
0
0
0
0
0
Documents for IC
Title
Document
Date Uploaded
No associated records found
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.