Regulation SCI would update and formalize a regulatory framework for ensuring that the U.S. securities trading markets develop and maintain systems with adequate capacity, integrity, resiliency, availability, and security, and reinforce the requirement that such systems operate in compliance with relevant laws and rules.
The latest form for Regulation SCI and Form SCI expires 2022-02-28 and can be found here.
Document Name |
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Form and Instruction |
Form and Instruction |
Form and Instruction |
Form and Instruction |
Form and Instruction |
Form and Instruction |
Form and Instruction |
Form and Instruction |
Form and Instruction |
Supporting Statement A |
Supplementary Document |
Comment filed on proposed rule and continue |
Revision of a currently approved collection | 2023-12-07 | |
Comment filed on proposed rule and continue |
Revision of a currently approved collection | 2023-08-04 | |
Approved without change |
Extension without change of a currently approved collection | 2022-01-20 | |
Approved without change |
Revision of a currently approved collection | 2021-04-15 | |
Comment filed on proposed rule and continue |
Revision of a currently approved collection | 2020-07-15 | |
Approved without change |
Extension without change of a currently approved collection | 2018-09-26 | |
Approved without change |
New collection (Request for a new OMB Control Number) | 2015-05-21 | |
Comment filed on proposed rule |
New collection (Request for a new OMB Control Number) | 2013-06-10 |
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight