Form ATS - Initial Operation Report

Regulation ATS Rule 301 Amendments

Documents and Forms

Document Name Document Type
Form Form ATS Form ATS - Initial Operation Report Form and Instruction
Form ATS Form ATS Form ATS (for OMB).pdf www.sec.gov/about/forms/formats.pdf Form and Instruction
Form ATS Form ATS Form ATS (for OMB).pdf www.sec.gov/about/forms/formats.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Form ATS - Initial Operation Report	Agency IC Tracking Number:	TM-270-451

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.301

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form ATS	Form ATS	Form ATS (for OMB).pdf	http://www.sec.gov/about/forms/formats.pdf	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 49	Number of Respondents for Small Entity: 1

Affected Public: Private Sector	Private Sector: Businesses or other for-profits, Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 0 %

	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	49	32	17
Annual IC Time Burden (Hours)	1,005	665	340
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.