Regulation ATS Rule 301 Amendments

ICR 202306-3235-009

OMB: 3235-0509

Federal Form Document

⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0509 can be found here:

2024-11-20 - Extension without change of a currently approved collection

Forms and Documents

Document Name	Status
Form Form ATS-R Form ATS-R - Quarterly Reports Form and Instruction	Modified
Form Form ATS Form ATS - Amendments Form and Instruction	Modified
Form Form ATS Form ATS - Initial Operation Report Form and Instruction	Modified
3235-0509 Supporting Statement (2023 Proposed Partial Revision).pdf Supporting Statement A	2023-06-16

IC Document Collections

IC ID	Document Title	Status
35287	Form ATS-R - Quarterly Reports Form and Instruction	Modified
232434	System Outage Notices	Modified
232433	Fair Access Notices	Modified
221753	Written Confidentiality Procedures - ATSs to Update Procedures	Modified
221752	Written Confidentiality Procedures - ATSs w/o Procedures	Modified
221746	Form ATS-R - NMS Stock ATSs Filing An Additional Set of Quarterly Reports	Unchanged
194921	Systems Capacity, Integrity and Security Recordkeeping	Modified
194920	Fair Access Standards Recordkeeping	Modified
194919	Form ATS - Cessation of Operations Report	Unchanged
194918	Form ATS - Amendments Form and Instruction	Modified
194917	Form ATS - Initial Operation Report Form and Instruction	Modified

ICR Details

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