30-Day Federal Register Notice

FR2 0159 Advanced Capital Adequacy Framework Regulatory Reporting Requirements - FFIEC 101 88FR 71083 October 13 2023.pdf

Advanced Capital Adequacy Framework Regulatory Reporting Requirements - FFIEC 101

30-Day Federal Register Notice

OMB: 3064-0159

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Federal Register / Vol. 88, No. 197 / Friday, October 13, 2023 / Notices
please provide an explanation for why
these additional EMS attributes should
be included.
19. Are there EMS attributes in the
2000 EMS Education Agenda that
should be eliminated from the revised
edition? If so, please provide an
explanation for why these EMS
attributes should be eliminated.
20. What are your suggestions for the
process that should be used in revising
the EMS Education Agenda?
21. What specific agencies/
organizations/entities are essential to
involve, in a revision of the EMS
Education Agenda?
22. Do you have any additional
comments regarding the revision of the
EMS Education Agenda?
(Authority: 23 U.S.C. 403(b)(1)(A)(iv); 49 CFR
1.95; 501.8)
Issued in Washington, DC.
Nanda Narayanan Srinivasan,
Associate Administrator, Research and
Program Development.
[FR Doc. 2023–22625 Filed 10–12–23; 8:45 am]
BILLING CODE 4910–59–P

DEPARTMENT OF THE TREASURY
Office of the Comptroller of the
Currency
FEDERAL RESERVE SYSTEM
FEDERAL DEPOSIT INSURANCE
CORPORATION
Agency Information Collection
Activities; Submission for OMB
Review; Comment Request
Office of the Comptroller of the
Currency (OCC), Treasury; Board of
Governors of the Federal Reserve
System (Board); and Federal Deposit
Insurance Corporation (FDIC).
ACTION: Joint notice and request for
comment.
AGENCY:

In accordance with the
requirements of the Paperwork
Reduction Act of 1995 (PRA), the OCC,
the Board, and the FDIC (the agencies)
may not conduct or sponsor, and the
respondent is not required to respond
to, an information collection unless it
displays a currently valid Office of
Management and Budget (OMB) control
number. On June 29, 2023, the Federal
Financial Institutions Examination
Council (FFIEC), of which the agencies
are members, requested public comment
for 60 days on a proposal to extend for
three years, without revision, the
Regulatory Capital Reporting for
Institutions Subject to the Advanced
Capital Adequacy Framework (FFIEC

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101), which is currently an approved
collection of information for each
agency. The comment period for the
June notice expired on August 28, 2023.
No comments were received, and the
agencies will proceed with the
extension, without revision, of the
FFIEC 101. In addition, the agencies are
giving notice that they are sending the
collections to OMB for review.
DATES: Comments must be submitted on
or before November 13, 2023.
ADDRESSES: Interested parties are
invited to submit written comments to
any or all of the agencies. All comments,
which should refer to the OMB control
number(s), will be shared among the
agencies.
OCC: Commenters are encouraged to
submit comments by email, if possible.
You may submit comments by any of
the following methods:
• Email: prainfo@occ.treas.gov.
• Mail: Chief Counsel’s Office,
Attention: Comment Processing, Office
of the Comptroller of the Currency,
Attention: 1557–0239, 400 7th Street
SW, Suite 3E–218, Washington, DC
20219.
• Hand Delivery/Courier: 400 7th
Street SW, Suite 3E–218, Washington,
DC 20219.
• Fax: (571) 293–4835.
Instructions: You must include
‘‘OCC’’ as the agency name and ‘‘1557–
0239’’ in your comment. In general, the
OCC will publish comments on
www.reginfo.gov without change,
including any business or personal
information provided, such as name and
address information, email addresses, or
phone numbers. Comments received,
including attachments and other
supporting materials, are part of the
public record and subject to public
disclosure. Do not include any
information in your comment or
supporting materials that you consider
confidential or inappropriate for public
disclosure.
Written comments and
recommendations for the proposed
information collection should also be
sent within 30 days of publication of
this notice to www.reginfo.gov/public/
do/PRAMain. You can find this
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function.
You may review comments and other
related materials that pertain to this
information collection following the
close of the 30-day comment period for
this notice by the method set forth in
the next bullet.
• Viewing Comments Electronically:
Go to www.reginfo.gov. Hover over the

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‘‘Information Collection Review’’ tab
and click on ‘‘Information Collection
Review’’ from the drop-down menu.
From the ‘‘Currently under Review’’
drop-down menu, select ‘‘Department of
Treasury’’ and then click ‘‘submit.’’ This
information collection can be located by
searching OMB control number ‘‘1557–
0239’’ or ‘‘Regulatory Capital Reporting
for Institutions Subject to the Advanced
Capital Adequacy Framework (FFIEC
101).’’ Upon finding the appropriate
information collection, click on the
related ‘‘ICR Reference Number.’’ On the
next screen, select ‘‘View Supporting
Statement and Other Documents’’ and
then click on the link to any comment
listed at the bottom of the screen.
• For assistance in navigating
www.reginfo.gov, please contact the
Regulatory Information Service Center
at (202) 482–7340.
Board: You may submit comments,
which should refer to ‘‘FFIEC 101,’’ by
any of the following methods:
• Agency website: http://
www.federalreserve.gov. Follow the
instructions for submitting comments at:
http://www.federalreserve.gov/
generalinfo/foia/ProposedRegs.cfm.
• Email: regs.comments@
federalreserve.gov. Include ‘‘FFIEC 101’’
in the subject line of the message.
• Fax: (202) 452–3819 or (202) 452–
3102.
• Mail: Ann E. Misback, Secretary,
Board of Governors of the Federal
Reserve System, 20th Street and
Constitution Avenue NW, Washington,
DC 20551.
All public comments are available
from the Board’s website at https://
www.federalreserve.gov/apps/foia/
proposedregs.aspx as submitted, unless
modified for technical reasons.
Accordingly, your comments will not be
edited to remove any identifying or
contact information.
FDIC: You may submit comments,
which should refer to ‘‘FFIEC 101,’’ by
any of the following methods:
• Agency website: https://
www.fdic.gov/resources/regulations/
federal-register-publications. Follow the
instructions for submitting comments
on the FDIC’s website.
• Email: comments@FDIC.gov.
Include ‘‘FFIEC 101’’ in the subject line
of the message.
• Mail: Manuel E. Cabeza, Counsel,
Attn: Comments, Room MB–3007,
Federal Deposit Insurance Corporation,
550 17th Street NW, Washington, DC
20429.
• Hand Delivery: Comments may be
hand delivered to the guard station at
the rear of the 550 17th Street NW
building (located on F Street NW) on
business days between 7 a.m. and 5 p.m.

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Federal Register / Vol. 88, No. 197 / Friday, October 13, 2023 / Notices

• Public Inspection: All comments
received, including any personal
information provided, will be posted
without change to https://www.fdic.gov/
resources/regulations/federal-registerpublications/. Commenters should
submit only information that the
commenter wishes to make available
publicly. The FDIC may review, redact,
or refrain from posting all or any portion
of any comment that it may deem to be
inappropriate for publication, such as
irrelevant or obscene material. The FDIC
may post only a single representative
example of identical or substantially
identical comments, and in such cases
will generally identify the number of
identical or substantially identical
comments represented by the posted
example. All comments that have been
redacted, as well as those that have not
been posted, that contain comments on
the merits of this document will be
retained in the public comment file and
will be considered as required under all
applicable laws. All comments may be
accessible under the Freedom of
Information Act.
Additionally, commenters may send a
copy of their comments to the OMB
desk officer for the agencies by mail to
the Office of Information and Regulatory
Affairs, U.S. Office of Management and
Budget, New Executive Office Building,
Room 10235, 725 17th Street NW,
Washington, DC 20503; by fax to (202)
395–6974; or by email to oira_
submission@omb.eop.gov.
FOR FURTHER INFORMATION CONTACT: For
further information about the
information collections discussed in
this notice, please contact any of the
agency staff whose names appear below.
In addition, copies of the FFIEC 101
reporting forms and instructions can be
obtained at the FFIEC’s website (https://
www.ffiec.gov/ffiec_report_forms.htm).
OCC: Kevin Korzeniewski, Counsel,
(202) 649–5490, Chief Counsel’s Office,
Office of the Comptroller of the
Currency. If you are deaf, hard of
hearing, or have a speech disability,
please dial 7–1–1 to access
telecommunications relay services.
Board: Nuha Elmaghrabi, Federal
Reserve Board Clearance Officer, (202)
452–3884, Office of the Chief Data
Officer, Board of Governors of the
Federal Reserve System, 20th and C
Streets NW, Washington, DC 20551.
Telecommunications Device for the Deaf
(TDD) users may call (202) 263–4869.
FDIC: Manuel E. Cabeza, Counsel,
(202) 898–3767, mcabeza@fdic.gov,
Legal Division, Federal Deposit
Insurance Corporation.
SUPPLEMENTARY INFORMATION: On June
29, 2023, the agencies requested public

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comment on a proposal to extend for
three years, without revision, the FFIEC
101.1 The comment period expired on
August 28, 2023, and no comments were
received.
The agencies will proceed with the
extension without revision of the FFIEC
101, as proposed, and are sending the
collections to OMB for review.
Report Title: Regulatory Capital
Reporting for Institutions Subject to the
Advanced Capital Adequacy
Framework.
Form Number: FFIEC 101.
Frequency of Response: Quarterly.
Affected Public: Business or other forprofit.
OCC:
OMB Control No.: 1557–0239.
Estimated Number of Respondents: 10
national banks and federal savings
associations.
Estimated Time per Response: 674
burden hours per quarter to file for
banks and federal savings associations.
Estimated Total Annual Burden:
26,960 burden hours to file.
Board:
OMB Control No.: 7100–0319.
Estimated Number of Respondents: 4
state member banks; 5 bank holding
companies and savings and loan
holding companies that complete
Supplementary Leverage Ratio (SLR)
Tables 1 and 2 only; 9 other bank
holding companies and savings and
loan holding companies; and 6
intermediate holding companies.
Estimated Time per Response: 674
burden hours per quarter to file for state
member banks; 3 burden hours per
quarter to file for bank holding
companies and savings and loan
holding companies that complete
Supplementary Leverage Ratio (SLR)
Tables 1 and 2 only; 677 burden hours
per quarter to file for other bank holding
companies and savings and loan
holding companies; and 3 burden hours
per quarter to file for intermediate
holding companies.
Estimated Total Annual Burden:
2,696 burden hours for state member
banks to file; 48 burden hours for bank
holding companies and savings and
loan holding companies that complete
Supplementary Leverage Ratio (SLR)
Tables 1 and 2 only to file; 24,372
burden hours for other bank holding
companies and savings and loan
holding companies to file; and 72
burden hours for intermediate holding
companies to file.
FDIC:
OMB Control No.: 3064–0159.
Estimated Number of Respondents: 1
insured state nonmember bank and state
savings association.
1 88

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Estimated Time per Response: 674
burden hours per quarter to file.
Estimated Total Annual Burden:
2,696 burden hours to file.
General Description of Report
Each advanced approaches
institution 2 is required to report
quarterly regulatory capital data on the
FFIEC 101. Each top-tier advanced
approaches institution and Category III
institution 3 is required to report
supplementary leverage ratio
information on the FFIEC 101. The
FFIEC 101 information collections are
mandatory for advanced approaches and
top-tier Category III banking
organizations under the following
authorities: 12 U.S.C. 161 (national
banks), 12 U.S.C. 324 (state member
banks), 12 U.S.C. 1844(c) (bank holding
companies), 12 U.S.C. 1467a(b) (savings
and loan holding companies), 12 U.S.C.
1817 (insured state nonmember
commercial and savings banks), 12
U.S.C. 1464 (federal and state savings
associations), and 12 U.S.C. 1844(c),
3106, and 3108 (intermediate holding
companies). Certain data items in this
information collection are given
confidential treatment under 5 U.S.C.
552(b)(4) and (8).
The agencies use data reported in the
FFIEC 101 to assess and monitor the
levels and components of each reporting
entity’s applicable capital requirements
and the adequacy of the entity’s capital
under the Advanced Capital Adequacy
Framework 4 and the supplementary
leverage ratio,5 as applicable; to
evaluate the impact of the Advanced
Capital Adequacy Framework and the
supplementary leverage ratio, as
applicable, on individual reporting
entities and on an industry-wide basis
and its competitive implications; and to
supplement on-site examination
processes. The reporting schedules also
assist advanced approaches institutions
and top-tier Category III banking
organizations in understanding
expectations relating to the system
development necessary for
implementation and validation of the
capital rule and the supplementary
leverage ratio, as applicable. Submitted
data that are released publicly will also
provide other interested parties with
additional information about advanced
approaches institutions’ and top-tier
2 12 CFR 3.100(b) (OCC); 12 CFR 217.100(b)
(Board); 12 CFR 324.100(b) (FDIC).
3 12 CFR 3.2 (OCC); 12 CFR 217.2 (Board); 12 CFR
324.2 (FDIC).
4 12 CFR part 3, subpart E (OCC); 12 CFR part 217,
subpart E (Board); 12 CFR part 324, subpart E
(FDIC).
5 12 CFR 3.10(c) (OCC); 12 CFR 217.10(c) (Board);
12 CFR 324.10(c) (FDIC).

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Federal Register / Vol. 88, No. 197 / Friday, October 13, 2023 / Notices
Category III institutions’ regulatory
capital.
Request for Comment
The agencies invite comment on the
following related topics to these
collections of information:
(a) Whether the information
collections are necessary for the proper
performance of the agencies’ functions,
including whether the information has
practical utility;
(b) The accuracy of the agencies’
estimates of the burden of the
information collections, including the

validity of the methodology and
assumption used;
(c) Ways to enhance the quality,
utility, and clarity of the information to
be collected;
(d) Ways to minimize the burden of
information collections on respondents,
including through the use of automated
collection techniques or other forms of
information technology; and
(e) Estimates of capital or start-up
costs and costs of operation,
maintenance, and purchase of services
to provide information.
Comments submitted in response to
this joint notice will be shared among

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the agencies. All comments will become
a matter of public record.
Theodore J. Dowd,
Deputy Chief Counsel, Office of the
Comptroller of the Currency.
Michele Taylor Fennell,
Deputy Associate Secretary of the Board,
Board of Governors of the Federal Reserve
System.
Dated at Washington, DC, on September 9,
2023.
James P. Sheesley,
Assistant Executive Secretary, Federal
Deposit Insurance Corporation.
[FR Doc. 2023–22513 Filed 10–12–23; 8:45 am]

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