Advanced Capital Adequacy
Framework Regulatory Reporting Requirements - FFIEC 101
Extension without change of a currently approved collection
No
Regular
10/13/2023
Requested
Previously Approved
36 Months From Approved
12/31/2023
4
4
2,696
2,696
0
0
These quarterly reporting requirements
were established by the Federal Financial Institutions Examination
Council (FFIEC) for banks that quality for and adopt the Advanced
Capital Adequacy Framework or are in the parallel run state of
qualifying for the framework. The information is collected using
the form “FFIEC 101.” The FFIEC 101 contains nineteen schedules, A
through S, for banks to submit detailed data on the components of
their capital and risk-weighted assets. The FDIC uses the
information collected through these reporting requirements in the
following ways: • To assess and monitor the levels and components
of each reporting bank’s regulatory capital requirements and the
adequacy of the bank’s capital under the Advanced Capital Adequacy
Framework and the supplementary leverage ratio, as applicable; • To
evaluate the impact and competitive implications of the Advanced
Capital Adequacy Framework and the supplementary leverage ratio, as
applicable, on individual reporting banks and on an industry-wide
basis; and • To supplement on-site examination processes at
individual reporting banks. The reporting schedules also assist
banks in understanding expectations around the system development
necessary for implementation and validation of the Advanced Capital
Adequacy Framework and the supplementary leverage ratio, as
applicable. Submitted FFIEC 101 report data that are released
publicly on an individual institution basis also provide other
interested parties with information about advanced approaches
institutions’ and Category III institutions’ regulatory capital. By
incorporating the complete international leverage ratio common
disclosure template into SLR Tables 1 and 2 of FFIEC 101 Schedule
A, the agencies also ensure transparency and comparability of
reporting of regulatory capital elements among internationally
active banks.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.