Large Trader Reports

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0009 can be found here:

Documents and Forms

Document Name Document Type
Form 102 Large Trader Reports Form
102 Identification of Special Accounts deacftc_form102.pdf Form
102 Identification of Special Accounts deacftc_form102.pdf Form
40 Statement of Reporting Trader deacftc_form40.pdf Form
40 Statement of Reporting Trader deacftc_form40.pdf Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Large Trader Reports	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 15, 16, 17, 21 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	102	Identification of Special Accounts	deacftc_form102.pdf		Yes	Yes	Fillable Printable
Form	40	Statement of Reporting Trader	deacftc_form40.pdf		Yes	Yes	Fillable Printable

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 350	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	72,644	1,332	71,312
Annual IC Time Burden (Hours)	18,512	374	18,138
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.