Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations

Registration under the Commodity Exchange Act

Documents and Forms

Document Name Document Type
Form Form 7-R Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations Form and Instruction
Form 7-R Firm Application 7-rForm (Firm Applica).pdf Form and Instruction
Form 7-R Firm Application 7-rForm (Firm Applica).pdf Form and Instruction
Form 8-R Individual Application Form 8-R.docx Form and Instruction
Form 8-R Individual Application Form 8-R.docx Form and Instruction

Information Collection (IC) Details

IC Title:	Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 145 17 CFR 147 17 CFR 3 17 CFR 4

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form 7-R	Firm Application	7-rForm (Firm Applica).pdf		Yes	Yes	Fillable Fileable Signable
Form and Instruction	Form 8-R	Individual Application	Form 8-R.docx		Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: National Futures Assoc. Applications Suite-CFTC-12	FR Citation: 84 FR 17811

Number of Respondents: 77,857	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	12,060	-77,703	89,763
Annual IC Time Burden (Hours)	7,357	-499	7,856
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.