System Safeguards Testing Requirements

Core Principles & Other Requirements for DCMs

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0052 can be found here:

Documents and Forms

Document Name Document Type
System Safeguards Testing Requirements Proposal.pdf System Safeguards Testing Requirements IC Document
System Safeguards Testing Requirements Proposal.pdf System Safeguards Testing Requirements IC Document

Information Collection (IC) Details

IC Title:	System Safeguards Testing Requirements	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 38.1051(n)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 16	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	16	2	14
Annual IC Time Burden (Hours)	8	1	7
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
System Safeguards Testing Requirements	System Safeguards Testing Requirements Proposal.pdf	01/07/2016

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.