Regulation Establishing and Governing the Duties of Swap Dealers and Major Swap Dealers

Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants

Documents and Forms

Document Name Document Type

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Information Collection (IC) Details

IC Title:	Regulation Establishing and Governing the Duties of Swap Dealers and Major Swap Dealers	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 23.600 17 CFR 23.607 17 CFR 23.205 17 CFR 23.204

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 107	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	2,033	76	1,957
Annual IC Time Burden (Hours)	122,890	4,594	118,296
Annual IC Cost Burden (Dollars)	12,289,000	459,450	11,829,550

Documents for IC

Title	Document	Date Uploaded
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.