Regulatory Capital Rules: Regulatory Capital, Revisions to the Supplementary Leverage Ratio

Forms and Documents

Document Name	Status
FR2-0196 Regulatory Capital Rules 86 FR 52463 September 21 2021.pdf Supplementary Document	2021-09-21
FR1-0196 Regulatory Capital Rules SLR 86 FR 36137 July 8 2021.pdf Supplementary Document	2021-09-21
SPST-0196 Supplementary Leverage Ratio (SLR) 2021 Renewal FINAL.docx Supporting Statement A	2021-09-21

IC Document Collections

IC ID	Document Title	Status
211248	Disclosure Requirements Associated with Supplementary Leverage Ratio	Modified

ICR Details

OMB Control No: 3064-0196	ICR Reference No: 202108-3064-009
Status: Received in OIRA	Previous ICR Reference No: 201804-3064-014
Agency/Subagency: FDIC	Agency Tracking No:
Title: Regulatory Capital Rules: Regulatory Capital, Revisions to the Supplementary Leverage Ratio
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 09/21/2021

	Requested	Previously Approved
Expiration Date	36 Months From Approved	10/31/2021
Responses	20	8
Time Burden (Hours)	100	40
Cost Burden (Dollars)	0	0

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Abstract: Regulatory Capital Rules: Regulatory Capital, Revisions to the Supplementary Leverage Ratio The FDIC, jointly with the OCC, and the Federal Reserve, issued this final rule that amends the regulatory capital rules adopted by the agencies in July 2013 (2013 revised capital rules). Specifically, the final rule implements enhanced supplementary leverage ratio standards for large, interconnected U.S. banking organizations that have at least $250 billion in total consolidated assets or total on-balance sheet foreign exposures of $10 billion or more. In doing so, the final rule supports some of the main objectives of the 2013 revised capital rules, that is, to increase the quantity of regulatory capital and improve the stability and resilience of the U.S. banking system. The final rule revises total leverage exposure as defined in the 2013 revised capital rule to include the effective notional principal amount of credit derivatives and other similar instruments through which a banking organization provides credit protection (sold credit protection); modifies the calculation of total leverage exposure for derivative and repo-style transactions; and revises the credit conversion factors applied to certain off-balance sheet exposures. The final rule also changes the frequency with which certain components of the supplementary leverage ratio are calculated and establishes the public disclosure requirements of certain items associated with the supplementary leverage ratio.

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Authorizing Statute(s): US Code: 12 USC 1815 Name of Law: Deposit Insurance
   PL: Pub.L. 111 - 203 Dodd-Frank Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
  

Citations for New Statutory Requirements: PL: Pub.L. 111 - 203 Dodd-Frank Name of Law: Dodd-Frank Act

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 36137	07/08/2021
30-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 52463	09/21/2021
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Disclosure Requirements Associated with Supplementary Leverage Ratio

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	20	8	0	0	12	0
Annual Time Burden (Hours)	100	40	0	0	60	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 09/21/2021

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