Position Reports for Physical Commodity Swaps

Large Trader Reporting for Physical Commodity Swaps

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0095 can be found here:

Documents and Forms

Document Name Document Type
Form 102 Position Reports for Physical Commodity Swaps Form and Instruction
102 CFTCForm 102 cftcform102.pdf http://www.cftc.gov/ucm/groups/public/@forms/documents/file/cftcform102.pdf Form and Instruction
102 CFTCForm 102 cftcform102.pdf http://www.cftc.gov/ucm/groups/public/@forms/documents/file/cftcform102.pdf Form and Instruction
40 CFTCForm 40 cftcform40.pdf http://www.cftc.gov/ucm/groups/public/@forms/documents/file/cftcform40.pdf Form and Instruction
40 CFTCForm 40 cftcform40.pdf http://www.cftc.gov/ucm/groups/public/@forms/documents/file/cftcform40.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Position Reports for Physical Commodity Swaps	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR Part 15 17 CFR Part 20 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	102	CFTCForm 102	cftcform102.pdf	http://www.cftc.gov/ucm/groups/public/@forms/documents/file/cftcform102.pdf	Yes	No	Fillable Printable
Form and Instruction	40	CFTCForm 40	cftcform40.pdf	http://www.cftc.gov/ucm/groups/public/@forms/documents/file/cftcform40.pdf	Yes	No	Fillable Printable

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 5,088	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	41,608	3,199	38,409
Annual IC Time Burden (Hours)	65,412	5,030	60,382
Annual IC Cost Burden (Dollars)	41,590,793	3,339,654	38,251,139

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.