Form ATS - Initial Operation Report

Regulation ATS Rule 301 Amendments

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0509 can be found here:

Documents and Forms

Document Name Document Type
Form Form ATS Form ATS - Initial Operation Report Form and Instruction
Form ATS Form ATS Form ATS (for OMB).pdf www.sec.gov/about/forms/formats.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Form ATS - Initial Operation Report	Agency IC Tracking Number:	TM-270-451

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.301

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form ATS	Form ATS	Form ATS (for OMB).pdf	http://www.sec.gov/about/forms/formats.pdf	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 17	Number of Respondents for Small Entity: 1

Affected Public: Private Sector	Private Sector: Businesses or other for-profits, Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 0 %

	Requested	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	17	14	3
Annual IC Time Burden (Hours)	340	280	60
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.