30 Day Notice

49580

Federal Register / Vol. 86, No. 169 / Friday, September 3, 2021 / Notices

Securities and Exchange Commission,
c/o Cynthia Roscoe, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: PRA_Mailbox@sec.gov.
Dated: August 30, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–19029 Filed 9–2–21; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736

lotter on DSK11XQN23PROD with NOTICES1

Extension:
Rule 301 of Regulation ATS; [SEC File No.
270–451, OMB Control No. 3235–0509]

Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 301 of Regulation ATS (17 CFR
242.301) under the Securities Exchange
Act of 1934 (15 U.S.C. 78a et seq.)
(‘‘Exchange Act’’).
Regulation ATS provides a regulatory
structure for alternative trading systems.
Rule 301 of Regulation ATS contains
certain record keeping and reporting
requirements, as well as additional
obligations that apply only to alternative
trading systems with significant volume.
The Rule requires all alternative trading
systems that wish to comply with
Regulation ATS to file an initial
operation report on Form ATS.
Alternative trading systems are also
required to supply updates on Form
ATS to the Commission describing
material changes to the system, file
quarterly transaction reports on Form
ATS–R, and file cessation of operations
reports on Form ATS. An alternative
trading system with significant volume
is required to comply with requirements
for fair access and systems capacity,
integrity, and security. Rule 301 also
imposes certain requirements pertaining
to written safeguards and procedures to
protect subscribers’ confidential trading
information.
The Commission staff estimates that
entities subject to the requirements of
Rule 301 will spend a total of

VerDate Sep<11>2014

16:55 Sep 02, 2021

Jkt 253001

approximately 2,687 hours a year to
comply with the Rule.
Regulation ATS requires ATSs to
preserve any records, for at least three
years, made in the process of complying
with the systems capacity, integrity and
security requirements.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission,
c/o Cynthia Roscoe, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: PRA_Mailbox@sec.gov.

MATTER TO BE CONSIDERED:

Dated: August 30, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.

[Release No. 34–92808; File No. SR–FICC–
2021–003]

[FR Doc. 2021–19030 Filed 9–2–21; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings

The agenda
for the meeting includes: Welcome
remarks; approval of previous meeting
minutes; a panel discussion entitled
‘‘Reimagining Investor Protection in a
Digital World: The Behavioral Design of
Online Trading Platforms’’; a panel
discussion regarding competition and
regulatory reform at the PCAOB; a
discussion of a recommendation
regarding 10b5–1 plans; a discussion of
a recommendation regarding SPACs;
subcommittee reports; and a non-public
administrative session.
CONTACT PERSON FOR MORE INFORMATION:
For further information and to ascertain
what, if any, matters have been added,
deleted or postponed; please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
Dated: September 1, 2021.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2021–19290 Filed 9–1–21; 4:15 pm]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION

Self-Regulatory Organizations; Fixed
Income Clearing Corporation; Notice of
Filing of Amendment No. 1 and Order
Granting Accelerated Approval of a
Proposed Rule Change, as Modified by
Amendment No. 1, To Add the
Sponsored GC Service and Make Other
Changes
August 30, 2021.

Notice is hereby given,
pursuant to the provisions of the
Government in the Sunshine Act, Public
Law 94–409, that the Securities and
Exchange Commission Investor
Advisory Committee will hold a public
meeting on Thursday, September 9,
2021. The meeting will begin at 10 a.m.
(ET) and will be open to the public.
PLACE: The meeting will be conducted
by remote means and/or at the
Commission’s headquarters, 100 F St
NE, Washington, DC 20549. Members of
the public may watch the webcast of the
meeting on the Commission’s website at
www.sec.gov.
STATUS: This Sunshine Act notice is
being issued because a majority of the
Commission may attend the meeting.
On August 27, 2021, the Commission
published notice of the Committee
meeting (Release Nos. 33–10968, 34–
92783), indicating that the meeting is
open to the public and inviting the
public to submit written comments to
the Committee.
TIME AND DATE:

PO 00000

Frm 00077

Fmt 4703

Sfmt 4703

On May 12, 2021, Fixed Income
Clearing Corporation (‘‘FICC’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 proposed rule
change SR–FICC–2021–003 to amend
FICC’s Government Securities Division
Rulebook 3 to add a new service that
expands FICC’s existing Sponsored
Service.4 The proposed rule change was
1 15

U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 FICC’s Government Securities Division (‘‘GSD’’)
Rulebook (‘‘Rules’’) is available at http://
www.dtcc.com/legal/rules-and-procedures.
4 FICC also filed the proposals contained in the
proposed rule change as advance notice SR–FICC–
2021–801 with the Commission pursuant to Section
806(e)(1) of the Dodd-Frank Wall Street Reform and
Consumer Protection Act entitled the Payment,
Clearing, and Settlement Supervision Act of 2010
(‘‘Clearing Supervision Act’’), 12 U.S.C. 5465(e)(1),
and Rule 19b–4(n)(1)(i) of the Act, 17 CFR 240.19b–
4(n)(1)(i). Notice of filing of the Advance Notice
was published for comment in the Federal Register
on June 3, 2021. Securities Exchange Act Release
2 17

E:\FR\FM\03SEN1.SGM

03SEN1