The the changes
approved in this ICR are due to change in agency estimate.
Inventory as of this Action
Requested
Previously Approved
01/31/2024
36 Months From Approved
01/31/2021
660,412
0
225,742
188,080
0
189,995
18,898,000
0
14,273,667
The Commodity Futures Trading
Commission adopted rules and related forms to enhance its
identification of futures and swap market participants. The
information collections included in this renewal (“OCR information
collections”) are part of the Commodity Futures Trading
Commission’s (“CFTC”) implementation of §§ 4a, 4c(b), 4g, and 4i of
the Commodity Exchange Act (“Act”). These sections in the Act
authorize and require the CFTC to regulate various financial
markets, including futures, swaps, and commodities. The information
contained in the OCR information collections is necessary for the
CFTC to carry out these regulatory functions, including information
necessary for the CFTC’s market surveillance function.
US Code: 7 USC 6i Name of Law: Reports of
deals equal to or in excess of trading limits
US Code: 7 USC 6t Name of Law: Large swap trader reporting
US Code: 7 USC 6s Name of Law: Registration and regulation of swap
dealers and major swap participants
PL: Pub.L. 111 - 203 124 Stat. 1376 (2010) Name of Law:
Dodd-Frank
US Code: 7 USC 7b-3 Name of Law: Swap execution facilities
US Code: 7 USC 6a Name of Law: Excessive Speculation
US Code: 7 USC 6g Name of Law: Reporting and recordkeeping
Change results from changes to
the estimates of the number of respondents, responses, and an
increase in estimated hourly costs based on the most recent
data.
$454,955
No
Yes
Yes
No
Yes
No
No
Gail Scott 202 418-5139
gscott@cftc.gov
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.