30-Day Federal Register Notice

(2020)-3038-0059 Renewal - 30 Day Notice - 10-28-20.docx.pdf

Part 41 - Security Futures Products

30-Day Federal Register Notice

OMB: 3038-0059

Document [pdf]
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Federal Register / Vol. 85, No. 209 / Wednesday, October 28, 2020 / Notices
for swap counterparty or customer
consolidated accounts with reportable
positions. In addition, § 20.5(b) requires
every person subject to books or records
under current § 20.6 to complete a 40S
filing after a special call upon such
person by the Commission.
In addition to the reporting
requirements summarized above,
§ 18.05 imposes recordkeeping
requirements upon: (1) Traders who
own, hold, or control a reportable
futures or options on futures position;
(2) volume threshold account
controllers; (3) persons who own
volume threshold accounts; (4)
reportable sub-account controllers; and
(5) persons who own reportable subaccounts.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number.
On, the Commission published in the
Federal Register notice of the proposed
extension of this information collection
and provided 60 days for public
comment on the proposed extension, 85
FR 51022 (August 19, 2020), (‘‘60-Day
Notice’’) The Commission did not
receive any comments on the 60-Day
Notice.
Burden Statement: The Commission
is revising its estimate of the burden for
this collection. The respondent burden
for this collection is estimated to be as
follows:
Estimated Number of Respondents:
1,856.
Estimated Average Burden Hours per
Respondent: 101.
Estimated Total Annual Burden
Hours: 188,080.
Frequency of Collection: On occasion.
(Authority: 44 U.S.C. 3501 et seq.)
Dated: October 22, 2020.
Robert Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2020–23793 Filed 10–27–20; 8:45 am]
BILLING CODE 6351–01–P

COMMODITY FUTURES TRADING
COMMISSION
Agency Information Collection
Activities Under OMB Review
Commodity Futures Trading
Commission.
ACTION: Notice.
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AGENCY:

In compliance with the
Paperwork Reduction Act of 1995
(‘‘PRA’’), this notice announces that the
Information Collection Request (‘‘ICR’’)
abstracted below has been forwarded to
the Office of Information and Regulatory

SUMMARY:

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Affairs (‘‘OIRA’’), of the Office of
Management and Budget (‘‘OMB’’), for
review and comment. The ICR describes
the nature of the information collection
and its expected costs and burden.
DATES: Comments must be submitted on
or before November 27, 2020.
ADDRESSES: Written comments and
recommendations for the proposed
information collection should be
submitted within 30 days of this
notice’s publication to OIRA, at https://
www.reginfo.gov/public/do/PRAMain.
Please find this particular information
collection by selecting ‘‘Currently under
30-day Review—Open for Public
Comments’’ or by using the website’s
search function. Comments can be
entered electronically by clicking on the
‘‘comment’’ button next to the
information collection on the ‘‘OIRA
Information Collections Under Review’’
page, or the ‘‘View ICR—Agency
Submission’’ page. A copy of the
supporting statement for the collection
of information discussed herein may be
obtained by visiting https://
www.reginfo.gov/public/do/PRAMain.
In addition to the submission of
comments to https://Reginfo.gov as
indicated above, a copy of all comments
submitted to OIRA may also be
submitted to the Commodity Futures
Trading Commission (the
‘‘Commission’’ or ‘‘CFTC’’) by clicking
on the ‘‘Submit Comment’’ box next to
the descriptive entry for OMB Control
No. 3038–0059, at https://
comments.cftc.gov/FederalRegister/
PublicInfo.aspx.
Or by either of the following methods:
• Mail: Christopher Kirkpatrick,
Secretary of the Commission,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW, Washington, DC
20581.
• Hand Delivery/Courier: Same as
Mail above.
All comments must be submitted in
English, or if not, accompanied by an
English translation. Comments
submitted to the Commission should
include only information that you wish
to make available publicly. If you wish
the Commission to consider information
that you believe is exempt from
disclosure under the Freedom of
Information Act, a petition for
confidential treatment of the exempt
information may be submitted according
to the procedures established in § 145.9
of the Commission’s regulations.1 The
Commission reserves the right, but shall
have no obligation, to review, prescreen, filter, redact, refuse or remove
1 17

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CFR 145.9.

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any or all of your submission from
https://www.cftc.gov that it may deem to
be inappropriate for publication, such as
obscene language. All submissions that
have been redacted or removed that
contain comments on the merits of the
ICR will be retained in the public
comment file and will be considered as
required under the Administrative
Procedure Act and other applicable
laws, and may be accessible under the
Freedom of Information Act.
FOR FURTHER INFORMATION CONTACT:
David Steinberg, Associate Director,
Division of Market Oversight,
Commodity Futures Trading
Commission, (202) 418–5102, email:
dsteinberg@cftc.gov, and refer to OMB
Control No. 3038–0059.
SUPPLEMENTARY INFORMATION:
Title: Part 41 Relating to Security
Futures Products (OMB Control No.
3038–0059). This is a request for
extension of a currently approved
information collection.
Abstract: Section 4d(c) of the
Commodity Exchange Act (‘‘CEA’’), 7
U.S.C. 6d(c), requires the CFTC to
consult with the Securities and
Exchange Commission (‘‘SEC’’) and
issue such rules, regulations, or orders
as are necessary to avoid duplicative or
conflicting regulations applicable to
firms that are fully registered with the
SEC as brokers or dealers and the CFTC
as futures commission merchants
involving provisions of the CEA that
pertain to the treatment of customer
funds. The CFTC, jointly with the SEC,
issued regulations requiring such
dually-registered firms to make choices
as to how its customers’ transactions in
security futures products will be treated,
either as securities transactions held in
a securities account or as futures
transactions held in a futures account.
How an account is treated is important
in the unlikely event of the insolvency
of the firm. Only securities accounts
receive insurance protection under
provisions of the Securities Investor
Protection Act. By contrast, only futures
accounts are subject to the protections
provided by the segregation
requirements of the CEA.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for the CFTC’s regulations
were published on December 30, 1981.
See 46 FR 63035 (Dec. 30, 1981). The
Federal Register notice with a 60-day
comment period soliciting comments on
this collection of information was
published on August 18, 2020 (85 FR
50805). The Commission did not receive

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Federal Register / Vol. 85, No. 209 / Wednesday, October 28, 2020 / Notices

any comments addressing the 60-Day
Notice.
Burden Statement: The respondent
burden for this collection is estimated to
average 1.05 hours per response. These
estimates include the time needed to
review instructions; develop, acquire,
install, and utilize technology and
systems for the purposes of collecting,
validating, and verifying information,
processing and maintaining information
and disclosing and providing
information; adjust the existing ways to
comply with any previously applicable
instructions and requirements; train
personnel to be able to respond to a
collection of information; and transmit
or otherwise disclose the information.
Respondents/Affected Entities: 34.
Estimated number of responses: 506.
Estimated total annual burden on
respondents: 529 hours.
Frequency of collection: On occasion.
There are no capital costs or operating
and maintenance costs associated with
this collection.
(Authority: 44 U.S.C. 3501 et seq.)
Dated: October 23, 2020.
Robert Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2020–23833 Filed 10–27–20; 8:45 am]
BILLING CODE 6351–01–P

DEPARTMENT OF DEFENSE
Office of the Secretary
Defense Advisory Committee on
Women in the Services; Notice of
Federal Advisory Committee Meeting
Under Secretary of Defense for
Personnel and Readiness, Department of
Defense (DoD).
ACTION: Notice of Federal Advisory
Committee meeting.
AGENCY:

The DoD is publishing this
notice to announce that the following
Federal Advisory Committee meeting of
the Defense Advisory Committee on
Women in the Services (DACOWITS)
will take place.
DATES:
Day 1—Open to the public Tuesday,
December 8, 2020 from 8:30 a.m. to
12:00 p.m.
Day 2—Open to the public
Wednesday, December 9, 2020 from
8:30 a.m. to 12:00 p.m.
ADDRESSES: The meeting will be held by
videoconference. Participant access
information will be provided after
registering. (Pre-meeting registration is
required. See guidance in
SUPPLEMENTARY INFORMATION, ‘‘Meeting
Accessibility’’).

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FOR FURTHER INFORMATION CONTACT:

Colonel Elaine Freeman, U.S. Army,
(703) 697–2122 (Voice), 703–614–6233
(Facsimile), roelene.e.freeman.mil@
mail.mil (Email). Mailing address is
4800 Mark Center Drive, Suite 04J25–01,
Alexandria, VA 22350. website: http://
dacowits.defense.gov. The most up-todate changes to the meeting agenda can
be found on the website.
SUPPLEMENTARY INFORMATION: This
meeting is being held under the
provisions of the Federal Advisory
Committee Act (FACA) of 1972 (5
U.S.C., Appendix, as amended), the
Government in the Sunshine Act of
1976 (5 U.S.C. 552b, as amended), and
41 CFR 102–3.140 and 102–3.150.
Availability of Materials for the
Meeting: Additional information,
including the agenda or any updates to
the agenda, is available at the
DACOWITS website, https://
dacowits.defense.gov/. Materials
presented in the meeting may also be
obtained on the DACOWITS website.
Purpose of the Meeting: The purpose
of the meeting is for the DACOWITS to
receive written information and
briefings on topics related to the
recruitment, retention, employment,
integration, well-being, and treatment of
women in the Armed Forces of the
United States.
Agenda: Tuesday, December 8, 2020,
from 8:30 a.m. to 12:00 p.m.—Welcome,
Introductions, and Announcements;
Request for Information Status Update;
and Briefings and DACOWITS
discussion. Wednesday, December 9,
2020, from 8:30 a.m. to 12:00 p.m.—
Welcome, Introductions, and
Announcements; and Briefings and
DACOWITS discussion.
Meeting Accessibility: Pursuant to 5
U.S.C. 552b and 41 CFR 102–3.140
through 102–3.165, this meeting is open
to the public from 8:30 a.m. to 12:00
p.m. on December 8, 2020 and 8:30 a.m.
to 12:00 p.m. on December 9, 2020. The
meeting will be held by
videoconference. The number of
participants is limited and is on a firstcome basis. All members of the public
who wish to participate must register by
contacting DACOWITS at
osd.pentagon.ousd-p-r.mbx.dacowits@
mail.mil or by contacting Mr. Robert
Bowling at (703) 380–0116 no later than
Monday, November 30, 2020. Once
registered, the web address and/or audio
number will be provided.
Special Accommodations: Individuals
requiring special accommodations to
access the public meeting should
contact Mr. Robert Bowling no later
than Monday, November 30, 2020 so
that appropriate arrangements can be
made.

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Written Statements: Pursuant to 41
CFR 102–3.140, and section 10(a)(3) of
the FACA, interested persons may
submit a written statement to the
DACOWITS. Individuals submitting a
written statement must submit their
statement no later than 5:00 p.m.,
Monday, November 30, 2020 to Mr.
Robert Bowling (703) 380–0116 (voice)
or to osd.pentagon.ousd-pr.mbx.dacowits@mail.mil (email). If a
statement is not received by Monday,
November 30, 2020, prior to the
meeting, which is the subject of this
notice, then it may not be provided to
or considered by the Committee during
this quarterly business meeting. The
Designated Federal Officer will review
all timely submissions with the
DACOWITS Chair and ensure they are
provided to the members of the
Committee.
Dated: October 23, 2020.
Aaron T. Siegel,
Alternate OSD Federal Register Liaison
Officer, Department of Defense.
[FR Doc. 2020–23877 Filed 10–27–20; 8:45 am]
BILLING CODE 5001–06–P

DEPARTMENT OF DEFENSE
Office of the Secretary
TRICARE; Notice of TRICARE Plan
Program Changes for Calendar Year
2021
Office of the Secretary of
Defense, Department of Defense (DoD).
ACTION: Notice.
AGENCY:

This notice provides a
notification of TRICARE Plan program
changes for calendar year 2021. Changes
or improvements to the TRICARE
program benefits are provided in the
supplementary information section.
DATES: TRICARE health plan
information in this notice is valid for
services during calendar year 2021
(January 1, 2021–December 31, 2021).
ADDRESSES: Defense Health Agency,
TRICARE Health Plan, 7700 Arlington
Boulevard, Suite 5101, Falls Church,
Virginia 22042–5101.
FOR FURTHER INFORMATION CONTACT: Mr.
Mark A. Ellis, (703) 681–0039.
SUPPLEMENTARY INFORMATION: An
interim final rule published in the
Federal Register (FR) on September 29,
2017 (82 FR 45438–45461) established
the requirement for the Director,
Defense Health Agency, to provide a
public notice to TRICARE program
beneficiaries with a summary of changes
to the TRICARE program each calendar
year in connection with the open season
enrollment period.
SUMMARY:

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