Customer Clearing Documentation and Timing of Acceptance of Clearing

Customer Clearing Documentation and Timing of Acceptance for Clearing

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0092 can be found here:

Documents and Forms

Document Name Document Type

no available documents/forms check other ICs listed under this ICR

Information Collection (IC) Details

IC Title:	Customer Clearing Documentation and Timing of Acceptance of Clearing	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 39.12 17 CFR 1.73(b)(3) 17 CFR 23.609(b)(3)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 183	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	183	1	182
Annual IC Time Burden (Hours)	7,320	4,023	3,297
Annual IC Cost Burden (Dollars)	0	-5,600	5,600

Documents for IC

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No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.