Form NRSRO - ICR1

Rule 17g-1 and Form NRSRO -Application for registration as a nationally recognized statistical rating organization

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0625 can be found here:

Documents and Forms

Document Name Document Type
Form SEC1541 Form NRSRO - ICR1 Form and Instruction
SEC1541 APPLICATION FOR REGISTRATION AS A NATIONALLY RECOGNIZED formnrsro.pdf www.sec.gov/about/forms/formnrsro.pdf Form and Instruction
EDGAR PIA_Redacted.pdf EDGAR Privacy Impact Assessment IC Document

Information Collection (IC) Details

IC Title:	Form NRSRO - ICR1	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249b.300 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC1541	APPLICATION FOR REGISTRATION AS A NATIONALLY RECOGNIZED STATISTICAL RATING ORGANIZATION (NRSRO)	formnrsro.pdf	http://www.sec.gov/about/forms/formnrsro.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: (SEC) 1 Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, and Investment Company Act of 1940	FR Citation: 40 FR 39255

Number of Respondents: 9	Number of Respondents for Small Entity: 1

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	9	-1	10
Annual IC Time Burden (Hours)	2,475	-275	2,750
Annual IC Cost Burden (Dollars)	3,600	-400	4,000

Documents for IC

Title	Document	Date Uploaded
EDGAR Privacy Impact Assessment	EDGAR PIA_Redacted.pdf	09/10/2014

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.