Rule 17g-1 and Form NRSRO -Application for registration as a nationally recognized statistical rating organization

OMB 3235-0625

Rule 17g-1 and Form NRSRO govern the application to become a nationally recognized statistical rating organization.The collection of information included in Rule 17g-1 is necessary to allow the Commission to determine whether a credit rating agency meets the requirements for registration as an NRSRO.

The latest form for Rule 17g-1 and Form NRSRO -Application for registration as a nationally recognized statistical rating organization expires 2023-12-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC1541 Form NRSRO - ICR1 Form and Instruction
3235-0625.pdf Supplementary Document
3235-0625.pdf Supplementary Document
Rule 17g-1 and Form NRSRO Supporting Statement_2023 Renewal.docx Supporting Statement A
One-time initial application outside counsel cost
Form NRSRO - ICR1 Form and Instruction

All Historical Document Collections

202310-3235-012 Approved without change	Revision of a currently approved collection	2023-10-25
202009-3235-007 Approved without change	Extension without change of a currently approved collection	2020-10-23
201705-3235-005 Approved with change	Extension without change of a currently approved collection	2017-11-09
201411-3235-005 Approved without change	Revision of a currently approved collection	2014-11-19
201409-3235-010 Preapproved	Revision of a currently approved collection	2014-09-10
201207-3235-021 Comment filed on proposed rule and continue	Revision of a currently approved collection	2012-07-24
201201-3235-004 Approved with change	Extension without change of a currently approved collection	2012-04-09
201001-3235-008 Preapproved	Revision of a currently approved collection	2010-01-20
200902-3235-003 Approved without change	Revision of a currently approved collection	2009-02-11
200806-3235-015 Approved without change	Revision of a currently approved collection	2008-06-26
200709-3235-005 Approved without change	Revision of a currently approved collection	2007-09-13
200703-3235-015 Preapproved	New collection (Request for a new OMB Control Number)	2007-04-23

OMB Details

Form NRSRO - ICR1

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Form SEC1541

APPLICATION FOR REGISTRATION AS A NATIONALLY RECOGNIZED STATISTICAL RATING ORGANIZATION (NRSRO)

www.sec.gov/about/forms/formnrsro.pdf

Form and instruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.