Rule 0-2 and Form ADV-NR under the Investment Advisers Act of 1940

ICR 202004-3235-022

OMB: 3235-0240

Federal Form Document

Forms and Documents
Document
Name
Status
Form
Modified
Supplementary Document
2020-07-23
Supplementary Document
2020-07-23
Supporting Statement A
2020-07-23
IC Document Collections
IC ID
Document
Title
Status
34666 Modified
ICR Details
3235-0240 202004-3235-022
Active 201706-3235-009
SEC IM-270-214
Rule 0-2 and Form ADV-NR under the Investment Advisers Act of 1940
Extension without change of a currently approved collection   No
Regular
Approved without change 09/28/2020
Retrieve Notice of Action (NOA) 07/23/2020
  Inventory as of this Action Requested Previously Approved
09/30/2023 36 Months From Approved 11/30/2020
53 0 36
53 0 36
0 0 0

Rule 0-2 and Form ADV-NR require consent to service of process to be furnished by non-resident general partners and non-resident managing agents of both SEC-registered investment advisers and exempt reporting advisers.

US Code: 15 USC 80b-1 Name of Law: Investment Advisers Act of 1940
  
None

Not associated with rulemaking

  85 FR 27254 05/07/2020
85 FR 44337 07/22/2020
No

1
IC Title Form No. Form Name
Rule 0-2 and Form ADV-NR SEC 2565 Form ADV-NR

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 53 36 0 0 17 0
Annual Time Burden (Hours) 53 36 0 0 17 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The revised total annual collection of information burden for Rule 0-2 and Form ADV-NR is estimated to be 53 hours. This burden represents an increase of 17 hours from the current approved burden of 36 hours, which is attributable primarily to the fact that more investment advisers have filed Form ADV-NR in recent staff experience.

$0
No
    Yes
    No
No
No
No
No
Alexis Palascak 202 551-6246

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/23/2020


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