Rule 0-2 and Form ADV-NR under the Investment Advisers Act of 1940

ICR 201706-3235-009

OMB: 3235-0240

Federal Form Document

Forms and Documents
Document
Name
Status
Form
Modified
Supporting Statement A
2017-09-28
IC Document Collections
IC ID
Document
Title
Status
34666 Modified
ICR Details
3235-0240 201706-3235-009
Historical Active 201404-3235-010
SEC IM-270-214
Rule 0-2 and Form ADV-NR under the Investment Advisers Act of 1940
Extension without change of a currently approved collection   No
Regular
Approved without change 11/25/2017
Retrieve Notice of Action (NOA) 09/28/2017
  Inventory as of this Action Requested Previously Approved
11/30/2020 36 Months From Approved 11/30/2017
36 0 47
36 0 47
0 0 0

Rule 0-2 and Form ADV-NR require consent to service of process to be furnished by non-resident general partners and non-resident managing agents of SEC-registered investment advisers and exempt reporting advisers.

US Code: 15 USC 80b-1 Name of Law: Investment Advisers Act of 1940
  
None

Not associated with rulemaking

  82 FR 32910 07/18/2017
82 FR 44683 09/25/2017
No

1
IC Title Form No. Form Name
Rule 0-2 and Form ADV-NR SEC 2565 Form ADV-NR

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 36 47 0 0 -11 0
Annual Time Burden (Hours) 36 47 0 0 -11 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The revised total annual collection of information burden for rule 0-1 and Form ADV-NR is estimated to be 36 hours. This burden represents a decrease of 11 hours from the current approved burden, which is attributable primarily to the fact that fewer investment advisers have filed Form ADV-NR in recent staff experience.

$0
No
    Yes
    No
No
No
No
Uncollected
Bridget Farrell 202 551-6834

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/28/2017


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