Rule 0-2 and Form ADV-NR

Rule 0-2 and Form ADV-NR under the Investment Advisers Act of 1940

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0240 can be found here:

Documents and Forms

Document Name Document Type
Form SEC 2565 Rule 0-2 and Form ADV-NR Form
SEC 2565 Form ADV-NR formadv-nr.pdf www.sec.gov/about/forms/formadv-nr.pdf Form
secsorn50.pdf sec sorn 50 IC Document

Information Collection (IC) Details

IC Title:	Rule 0-2 and Form ADV-NR	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.0-2 17 CFR 279.4

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 2565	Form ADV-NR	formadv-nr.pdf	http://www.sec.gov/about/forms/formadv-nr.pdf	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: Investment Adviser records	FR Citation: 66 FR 7820

Number of Respondents: 36	Number of Respondents for Small Entity: 1

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	36	-11	47
Annual IC Time Burden (Hours)	36	-11	47
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
sec sorn 50	secsorn50.pdf	09/28/2017

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.