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Requirements for Derivative Clearing Orgnizations
Requirements for Derivatives Clearing Organizations
OMB: 3038-0076
IC ID: 195766
OMB.report
CFTC
OMB 3038-0076
ICR 201912-3038-004
IC 195766
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0076 can be found here:
2024-01-03 - Revision of a currently approved collection
2023-10-20 - Revision of a currently approved collection
Documents and Forms
Document Name
Document Type
Form 3038-0076
Requirements for Derivative Clearing Orgnizations
Form
3038-0076 Form DCO
(2019) 0076 Final rule Form DCO.pdf
Form
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
Requirements for Derivative Clearing Orgnizations
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
Modified
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 39.14
17 CFR 39.13
17 CFR 39.15
17 CFR 39.3
17 CFR 39.16
17 CFR 39.18
17 CFR 39.12
17 CFR 39.20
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Form
3038-0076
Form DCO
(2019) 0076 Final rule Form DCO.pdf
Yes
Yes
Fillable Printable
Federal Enterprise Architecture Business Reference Module
Line of Business:
General Government
Subfunction:
Executive Functions
Privacy Act System of Records
Title:
Enterprise Surveillance, Oversight & Risk Monitoring System
FR Citation:
77 FR 58814
Number of Respondents:
82
Number of Respondents for Small Entity:
0
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
100 %
Approved
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
21,808
0
21,757
0
0
51
Annual IC Time Burden (Hours)
72,554
0
70,551
0
0
2,003
Annual IC Cost Burden (Dollars)
0
0
0
0
0
0
Documents for IC
Title
Document
Date Uploaded
No associated records found
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.