Investment Company Act rule 18f-1, 17 C.F.R. Sec. 270.18f-1, exemption from certain requirements of section 18(f)(1) for registered open-end investment companies that have the right to redeem in kind;

ICR 201909-3235-015

OMB: 3235-0211

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supplementary Document
2020-03-09
Supplementary Document
2020-03-09
Supplementary Document
2019-09-24
Supplementary Document
2019-09-24
Supporting Statement A
2019-09-24
IC Document Collections
ICR Details
3235-0211 201909-3235-015
Active 201611-3235-002
SEC IM-270-187
Investment Company Act rule 18f-1, 17 C.F.R. Sec. 270.18f-1, exemption from certain requirements of section 18(f)(1) for registered open-end investment companies that have the right to redeem in kind;
Revision of a currently approved collection   No
Regular
Approved without change 04/20/2020
Retrieve Notice of Action (NOA) 03/09/2020
  Inventory as of this Action Requested Previously Approved
04/30/2023 36 Months From Approved 07/31/2020
22 0 38
22 0 38
0 0 0

Rule 18f-1 enables a registered open-end management investment company that may redeem its securities in kind to elect to commit to make limited cash redemptions without violating section 18(f)(1) of the Investment Company Act of 1940. Form N-18F-1 provides notification of this election.

US Code: 15 USC 80a Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  84 FR 71519 12/27/2019
85 FR 12634 03/03/2020
No

1
IC Title Form No. Form Name
Investment Company Act Rule 18f-1; Form N-18F-1 SEC 1846 Form N-18F-1

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 22 38 0 0 -16 0
Annual Time Burden (Hours) 22 38 0 0 -16 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The estimated burden hours associated with rule 18f-1 and Form 18F-1 have decreased by 16 hours from the current allocation of 38 hours. This decrease is due to a decrease in the estimated number of investment companies filing Form N-18F-1 annually. There is no external cost associated with this collection of information

$0
No
    No
    No
No
No
No
Uncollected
Asaf Barouk 202 551-4029

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/09/2020


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