Investment Company Act rule 18f-1, 17 C.F.R. Sec. 270.18f-1, exemption from certain requirements of section 18(f)(1) for registered open-end investment companies that have the right to redeem in kind;
ICR 201611-3235-002
OMB: 3235-0211
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0211 can be found here:
Investment Company Act rule
18f-1, 17 C.F.R. Sec. 270.18f-1, exemption from certain
requirements of section 18(f)(1) for registered open-end investment
companies that have the right to redeem in kind;
Extension without change of a currently approved collection
Changes made to
supporting statement to reflect changes to privacy/confidentiality
discussion.
Inventory as of this Action
Requested
Previously Approved
07/31/2020
36 Months From Approved
07/31/2017
38
0
26
38
0
26
0
0
0
Rule 18f-1 enables a registered
open-end management investment company that may redeem its
securities in kind to elect to commit to make limited cash
redemptions without violating section 18(f)(1) of the Investment
Company Act of 1940. Form N-18F-1 provides notification of this
election.
US Code:
15
USC 80a Name of Law: Investment Company Act of 1940
The estimated burden hours
associated with rule 18f-1 have increased by 12 hours from the
current allocation. This increase is due to an increase in the
estimated number of investment companies filing Form N-18F-1
annually.
$0
No
No
No
No
No
Uncollected
John Foley 202 551-6724
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
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(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
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