Investment Company Act rule 18f-1, 17 C.F.R. Sec. 270.18f-1, exemption from certain requirements of section 18(f)(1) for registered open-end investment companies that have the right to redeem in kind;

ICR 201611-3235-002

OMB: 3235-0211

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supporting Statement A
2017-05-10
IC Document Collections
ICR Details
3235-0211 201611-3235-002
Historical Active 201401-3235-010
SEC IM-270-187
Investment Company Act rule 18f-1, 17 C.F.R. Sec. 270.18f-1, exemption from certain requirements of section 18(f)(1) for registered open-end investment companies that have the right to redeem in kind;
Extension without change of a currently approved collection   No
Regular
Approved with change 07/12/2017
Retrieve Notice of Action (NOA) 01/27/2017
Changes made to supporting statement to reflect changes to privacy/confidentiality discussion.
  Inventory as of this Action Requested Previously Approved
07/31/2020 36 Months From Approved 07/31/2017
38 0 26
38 0 26
0 0 0

Rule 18f-1 enables a registered open-end management investment company that may redeem its securities in kind to elect to commit to make limited cash redemptions without violating section 18(f)(1) of the Investment Company Act of 1940. Form N-18F-1 provides notification of this election.

US Code: 15 USC 80a Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  81 FR 81856 11/18/2016
82 FR 8632 01/27/2017
No

1
IC Title Form No. Form Name
Investment Company Act Rule 18f-1; Form N-18F-1 SEC 1846 Form N-18F-1

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 38 26 0 0 12 0
Annual Time Burden (Hours) 38 26 0 0 12 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The estimated burden hours associated with rule 18f-1 have increased by 12 hours from the current allocation. This increase is due to an increase in the estimated number of investment companies filing Form N-18F-1 annually.

$0
No
No
No
No
No
Uncollected
John Foley 202 551-6724

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/27/2017


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