Regulation Establishing and Governing the Duties of Swap Dealers and Major Swap Dealers

Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0084 can be found here:

Documents and Forms

Document Name Document Type
Form 8-R Regulation Establishing and Governing the Duties of Swap Dealers and Major Swap Dealers Form and Instruction
8-R Individual Application Template with Instructions Form 8-R doc.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Regulation Establishing and Governing the Duties of Swap Dealers and Major Swap Dealers	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 23.205 17 CFR 23.600 17 CFR 23.607 17 CFR 23.204

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	8-R	Individual Application Template with Instructions	Form 8-R doc.pdf		Yes	Yes	Fillable Fileable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 103	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	1,957	-38	1,995
Annual IC Time Burden (Hours)	118,296	-2,296	120,592
Annual IC Cost Burden (Dollars)	11,829,550	11,829,550	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.